Thursday - November 20, 2025
Federal Regulatory Agencies

Here's a look at documents from federal regulatory agencies

Featured Stories

SEC Litigation: Court Orders Managers of a Wisconsin Investment Fund and Their Related Entities to Pay Over $27 Million Following Jury Trial Verdict
WASHINGTON, Nov. 20 -- The Securities and Exchange Commission issued the following litigation release (No. 3:19-cv-00809; W.D. Wis. Oct. 6, 2025):

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Securities and Exchange Commission v. Bluepoint Investment Counsel, LLC, et al., No. 3:19-cv-00809 (W.D. Wis. Oct. 6, 2025)

On October 6, 2025, a federal district court in Madison, Wisconsin entered final judgments against investment managers Michael G. Hull, Christopher J. Nohl, Greenpoint Asset Management II LLC ("GAM II"), Chrysalis Financial LLC ("Chrysalis"), Bluepoint Investment Counsel LLC ("Bluepoint"), Greenpoint Tactical Income Fund ... Show Full Article

SEC Charges Couple in Multi-Million Dollar Ponzi-Like Scheme
WASHINGTON, Nov. 20 -- The Securities and Exchange Commission issued the following litigation release (No. 8:25-cv-02324; C.D. Cal., filed Oct. 15, 2025):

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Securities and Exchange Commission v. Linh Thuy Le and Trong Hoang Luu, Case No. 8:25-cv-02324 (C.D. Cal., filed Oct. 15, 2025)

On October 15, 2025, the Securities and Exchange Commission filed a civil action against married couple Linh Thuy Le and Trong Hoang Luu for allegedly conducting an unregistered offering and making Ponzi-like payments through their company Inventis Ventures, LLC. According to the complaint, between March 2022 ... Show Full Article

SEC Charges California Man in Fraudulent Multi-Million-Dollar Investment Scheme
WASHINGTON, Nov. 20 -- The Securities and Exchange Commission issued the following litigation release (No. 8:25-cv-02375; C.D. Cal. filed Oct. 20, 2025) involving Marco G. Santarelli:

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On October 20, 2025, the Securities and Exchange Commission charged Marco G. Santarelli, a resident of Laguna Niguel, California for running a multi-million-dollar investment scheme that defrauded hundreds of investors nationwide.

The SEC's complaint, filed in the United States District Court for the Central District of California, alleges that, from at least June 2020 to June 2024, Santarelli, through his ... Show Full Article

SEC Obtains Final Judgment Against South Texas Trader for Fraudulent "Free-Riding" Scheme
WASHINGTON, Nov. 19 -- The Securities and Exchange Commission issued the following litigation release (No. 4:25-CV-03122; S.D. Tex. filed July 3, 2025) involving Cyrus P. Naderi:

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On October 7, 2025, the Securities and Exchange Commission obtained a final judgment against Cyrus P. Naderi of The Woodlands, Texas, for charges related to conducting a fraudulent "free-riding" scheme through which he attempted to profit by purchasing and selling stocks without having sufficient funds to pay for the trading.

According to the SEC's complaint, filed in the U.S. District Court for the Southern District ... Show Full Article

FCC: Carr Applauds House Action on Broadband Permitting Reform
WASHINGTON, Nov. 19 -- The Federal Communications Commission issued the following statement on Nov. 18, 2025:

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Carr Applauds House Action on Broadband Permitting Reform

These House Bills Accelerate Broadband Infrastructure Builds, Drive Prices Down

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Today, the House Energy and Commerce Committee's Subcommittee on Communications and Technology passed a package of bills to streamline the broadband permitting process.

Chairman Carr issued the following statement:

""Thanks to President Trump and the strong leadership in Congress by Chairman Guthrie and Chairman Hudson, America's broadband ... Show Full Article

FCC Wireless Telecommunications Bureau Issues Public Notice: SpaceX-EchoStar Applications Pleading Cycle Temporarily Tolled
WASHINGTON, Nov. 19 -- The Federal Communications Commission's Wireless Telecommunications Bureau issued the following public notice (GN Docket No. 25-302) on Nov. 17, 2025:

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By this Public Notice, the Wireless Telecommunications Bureau (WTB) and the Space Bureau (SB) (1) announce the receipt of amended spectrum and earth station license assignment applications filed by Space Exploration Technologies Corp. (SpaceX), Spectrum Business Trust 2025-1 (the Trust), and EchoStar Corporation and its wholly owned subsidiaries (EchoStar) (collectively, the Applicants);/1 and (2) temporarily toll the ... Show Full Article

FCC Consumer & Governmental Affairs Bureau Issues Public Notice: Comment Sought on Amendment to Application of Global Caption for Certification as Provider of IP Captioned Telephone Service
WASHINGTON, Nov. 19 -- The Federal Communications Commission Consumer and Governmental Affairs Bureau issued the following public notice (CG Docket No. 03-123) on Nov. 18, 2025:

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The Consumer and Governmental Affairs Bureau (Bureau) seeks comment on an amendment filed by Global Caption, Inc., to its application for certification to provide Internet Protocol Captioned Telephone Service (IP CTS) supported by the Telecommunications Relay Services (TRS) Fund./1 Global Caption holds conditional certification to provide IP CTS in carceral facilities/2 and now seeks certification to provide IP ... Show Full Article