Monday - March 9, 2026
Federal Regulatory Agencies

Here's a look at documents from federal regulatory agencies

Featured Stories

SEC Obtains Final Judgment as to Investment Adviser in Cherry-Picking Scheme
WASHINGTON, March 7 -- The Securities and Exchange Commission issued the following litigation release (No. 3:23-cv-815-L-DDL; S.D. Cal. filed May 4, 2023) involving Matthew J. Werthe dba HSR Wealth Management:

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On February 2, 2026, the United States District Court for the Southern District of California entered a final judgment as to Defendant Matthew J. Werthe, dba HSR Wealth Management, a formerly state-registered investment adviser, whom the SEC previously charged with engaging in a cherry-picking scheme, making misrepresentations to his clients, and violating his fiduciary duties.

The ... Show Full Article

SEC Files Proposed Settlement With Respect to Wash Trading Claims Against Rainberry, Dismisses All Remaining Claims
WASHINGTON, March 6 -- The Securities and Exchange Commission issued the following litigation release (No. 1:23-cv-02433; S.D.N.Y. filed March 22, 2023):

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Securities and Exchange Commission v. Justin Sun, et al., No. 1:23-cv-02433 (S.D.N.Y. filed Mar. 22, 2023)

Today, as part of a global resolution, the SEC filed a proposed final judgment in the U.S. District Court for the Southern District of New York as to the Commission's claims against Rainberry, Inc., Justin Sun, Tron Foundation Limited, and BitTorrent Foundation Ltd. (the "Tron Defendants"). If approved by the court, the proposed ... Show Full Article

NCUA Releases Fourth Quarter 2025 Credit Union System Performance Data
ALEXANDRIA, Virginia, March 6 (TNSrpt) -- The National Credit Union Administration issued the following news release:

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NCUA Releases Fourth Quarter 2025 Credit Union System Performance Data

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Alexandria, VA (March 6, 2026) -The National Credit Union Administration today released its fourth quarter credit union system performance data for 2025. According to the latest financial performance data report, total assets in federally insured credit unions rose by $126 billion, or 5.4 percent, over the year ending in the fourth quarter of 2025, to $2.43 trillion. At the same time, total loans ... Show Full Article

FCC: Carr Proposes Spectrum Abundance for Next-Gen Orbital Missions
WASHINGTON, March 6 -- The Federal Communications Commission issued the following news release:

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Carr Proposes Spectrum Abundance for Next-Gen Orbital Missions

Plan Would Bring Reliable Spectrum Access to Orbital Laboratories, In-Space Repairs, Inhabitable Spacecraft, and Other "Weird Space Stuff"

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FCC Chairman Brendan Carr proposed a plan to bring spectrum abundance to "weird space stuff"--cutting-edge, emergent ventures in space, namely supporting telemetry, tracking, and command (TT&C) for on-the-horizon endeavors like orbital laboratories, satellite repairs, and private inhabitable ... Show Full Article

CPSC Issues Recall Alert Involving Forever 21 Kids Disney Mickey Mouse Pajama Pants
WASHINGTON, March 6 -- The Consumer Product Safety Commission issued the following recall alert on March 5, 2026:

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Name of Product: Forever 21 Kids Disney Mickey Mouse Pajama Pants

Hazard: The recalled children's pajama pants violate the mandatory standards for flammability of children's sleepwear, posing a burn hazard and risk of serious injury or death to children.

Remedy: Refund

Recall Date: March 05, 2026

Units: About 230

Consumer Contact: Unique Brands Com toll-free at 888-684-5375 from 9 a.m. to 3 p.m. ET Tuesday through Thursday, email at recall@forever21.com, or online at Forever21.com/pages/product-recalls ... Show Full Article

CPSC Issues Recall Alert Involving Cubimana Island Storm 3 In 1 Building Sets With LED Lights
WASHINGTON, March 6 -- The Consumer Product Safety Commission issued the following recall alert on March 5, 2026:

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Name of Product: Cubimana Island Storm 3 In 1 Building Sets with LED Lights

Hazard: The Island Storm Building Sets violate the mandatory safety standard for toys because the battery compartment within the LED light piece contains button cell batteries that can be easily accessed by children. When button cell or coin batteries are swallowed, the ingested batteries can cause serious injuries, internal chemical burns and death.

Remedy: Refund

Recall Date: March 05, 2026

Units: ... Show Full Article

CFTC Chairman Selig Announces Departure of Senior Advisor Brigitte Weyls
WASHINGTON, March 6 -- The Commodity Futures Trading Commission issued the following news release:

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CFTC Chairman Selig Announces Departure of Senior Advisor Brigitte Weyls

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WASHINGTON -Commodity Futures Trading Commission Chairman Michael S. Selig today announced Brigitte Weyls, senior advisor, will depart the Commission following more than 17 years of distinguished public service.

Weyls joined the CFTC in August 2008. Over the course of her tenure, she played an important role in many of the Commission's most significant litigation, policy, and rulemaking initiatives. Her work helped ... Show Full Article