Wednesday - September 2, 2026

Federal Regulatory Agencies

Here's a look at documents from federal regulatory agencies

Featured Stories

SEC Commissioner Uyeda Issues Statement on Proposed Amendments to the SEC's Transfer Agent Rules
WASHINGTON, Sept. 2 -- The Securities and Exchange Commission issued the following statement on Sept. 1, 2026, by Commissioner Mark T. Uyeda on proposed amendments to the transfer agent rules:

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Today, the Commission proposes a comprehensive set of amendments to the rules governing registered transfer agents. Transfer agents play a vital role in the U.S. securities markets. They facilitate the orderly settlement of securities transactions and ensure the accuracy of securities ownership records. Transfer agents form part of the essential infrastructure that allows securities to travel smoothly ... Show Full Article
SEC Commissioner Peirce Issues Remarks on Proposed Transfer Agent Rules
WASHINGTON, Sept. 2 -- The Securities and Exchange Commission issued the following remarks on Sept. 1, 2026, by Commissioner Hester M. Peirce on proposed transfer agent rules:

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Time to Transfer

I am delighted that the transfer agent rule proposal is seeing the light of day before I leave the Commission. Thank you to Jamie Selway, Elizabeth Fitzgerald, Moshe Rothman, and the rest of the staff in the Division of Trading and Markets and to others across the Commission, including staff in the Division of Economic and Risk Analysis and Office of General Counsel, for getting this proposal over ... Show Full Article
SEC Charges Texas Attorney and Texas-Based Podcast Host for Multiple Alleged Offering Frauds
WASHINGTON, Sept. 2 -- The Securities and Exchange Commission issued the following litigation release:

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Securities and Exchange Commission v. David T. Gilchrist, et al., No. 3:26-cv-02953-Z (N.D. Tex. filed Aug. 31, 2026)

On August 31, 2026, the Securities and Exchange Commission filed charges against Texas attorney David T. Gilchrist for allegedly conducting four fraudulent securities offerings between 2021 and 2025, and against Texas-based podcast host Christopher "Aaron" Novinger for allegedly soliciting investors in two of the fraudulent offerings.

The SEC's complaint alleges that ... Show Full Article
SEC Charges Former CEO of Lugano Diamonds in Alleged Massive Accounting and Offering Fraud
WASHINGTON, Sept. 2 -- The Securities and Exchange Commission issued the following litigation release:

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Securities and Exchange Commission v. Ferder, et al., No. 8:26-cv-02492 (C.D. Cal. filed Aug. 31, 2026)

On August 31, 2026, the Securities and Exchange Commission filed charges against Mordechai Ferder, the founder and former CEO of Lugano Diamonds & Jewelry, Inc., for allegedly running a fraud scheme that caused Lugano and its public parent company, Compass Diversified Holdings ("CODI"), to recognize more than a billion dollars of fictitious revenue.

According to the SEC's complaint, ... Show Full Article
NRC Proposes Rule That Will Protect Drinking Water Near Uranium In-Situ Recovery Sites
WASHINGTON, Sept. 2 -- The Nuclear Regulatory Commission issued the following news release on Sept. 1, 2026:

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NRC Proposes Rule That Will Protect Drinking Water Near Uranium In-Situ Recovery Sites

ROCKVILLE, Md. -- The Nuclear Regulatory Commission today proposed a rule that would set clearer groundwater protection standards for communities near uranium in-situ recovery sites, while also easing administrative timelines for decommissioning radioactive materials facilities and nuclear reactors and ensuring safety.

The rule addresses two distinct areas of NRC oversight. First, it would establish ... Show Full Article
FCC Wireline Competition Bureau Issues Public Notice: Streamlined Resolution of Requests Related to Actions by the Universal Service Administrative
WASHINGTON, Sept. 2 -- The Federal Communications Commission's Wireline Competition Bureau issued the following public notice (AU Docket No. 20-34; CC Docket No. 02-6; WC Docket Nos. 10-90, 19-126, 25-127, 25-187, 02-60):

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Pursuant to our procedure for resolving requests for review, requests for waiver, and petitions for reconsideration of decisions related to actions taken by the Universal Service Administrative Company (USAC) that are consistent with precedent (collectively, Requests), the Wireline Competition Bureau (Bureau) grants, dismisses, or denies the following Requests./1 The deadline ... Show Full Article
FCC Issues Daily Digest for Sept. 1
WASHINGTON, Sept. 2 -- The Federal Communications Commission issued the following Daily Digest (Vol. 45, No. 168) on Sept. 1, 2026:

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THE FOLLOWING ITEMS ARE DATED AND RELEASED TODAY:

NEWS RELEASES

REGULATORY FEE EXEMPTIONS FOR FY 2026. This Fact Sheet provides information about those entities that are exempt from payment of regulatory fees.. by FACT SHEET. News Media Contact: Office of Media Relations. OEA OMD. Contact: Patrick Brogan. DOC-424502A1.docx (https://docs.fcc.gov/public/attachments/DOC-424502A1.docx) DOC-424502A1.pdf (https://docs.fcc.gov/public/attachments/DOC-424502A1.pdf) ... Show Full Article