Tuesday - April 13, 2021
Federal Regulatory Agencies

News releases, reports, statements and associated documents from federal regulatory agencies ranging from the Securities Exchange Commission to the Commodities Futures Trading Commission

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SEC Issues Order Involving Sean Kelly
WASHINGTON, April 13 -- The Securities and Exchange Commission issued the following order (Admin. Proc. File No. 3-19323) involving Sean Kelly:

In the Matter of SEAN KELLY

ORDER TO SHOW CAUSE

On August 7, 2019, the Securities and Exchange Commission issued an order instituting administrative proceedings ("OIP") against Sean Kelly pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940./1

On October 22, 2020, the Division of Enforcement filed a status report, which states that service of the OIP was made on Kelly on October 15, ... Show Full Article

SEC Issues Order Involving Elitesoft Global and Capital Access Point 1
WASHINGTON, April 13 -- The Securities and Exchange Commission issued the following order (Admin. Proc. File No. 3-19868) involving Elitesoft Global and Capital Access Point 1:

In the Matter of ELITESOFT GLOBAL INC. AND CAPITAL ACCESS POINT 1, INC.

ORDER TO SHOW CAUSE AS TO CAPITAL ACCESS POINT 1, INC., AND ORDER REGARDING SERVICE AS ELITESOFT GLOBAL INC.

The Securities and Exchange Commission ("Commission") issued an Order Instituting Proceedings ("OIP") on July 9, 2020, pursuant to Section 12(j) of the Securities Exchange Act of 1934, against respondents EliteSoft Global Inc. ("EliteSoft") ... Show Full Article

NRC Issues Event Notification for Vogtle in Georgia
WASHINGTON, April 13 -- The Nuclear Regulatory Commission issued the following event notification (No. 55185) involving Vogtle, Georgia:

FITNESS FOR DUTY REPORT

A contract employee supervisor had a confirmed positive for illegal drugs during a random fitness-for-duty test. The employee's access to the plant had been terminated.

Power Reactor

Event Number: 55185

Facility: Vogtle

Region: 2

State: GA

Unit: [3] [4] []

RX Type: [3] W-AP1000,[4] W-AP1000

NRC Notified By: Steven Leighty

HQ OPS Officer: Ossy Font

Notification Date: 04/09/2021

Notification Time: 16:08 [ET]

Event Date: 04/09/2021

Event ... Show Full Article

NRC Issues Event Notification for Universal Pressure Pumping in Cleburne
WASHINGTON, April 13 -- The Nuclear Regulatory Commission issued the following event notification (No. 55171) involving Universal Pressure Pumping, Cleburne:

EN Revision Imported Date: 4/12/2021

EN Revision Text: AGREEMENT STATE REPORT - FAILED SHUTTER HANDLE ON NUCLEAR GAUGE

"On April 5, 2021, the licensee reported that on April 4, 2021, the roll pin in the shutter handle on a Berthold Model 8010 density gauge containing 20 milliCuries of cesium-137 had failed and the shutter handle came off. The gauge had been mounted on a pipe near the well head on a well in La Salle County, Texas. The licensee ... Show Full Article

NRC Issues Event Notification for Mid-Tex Testing in Waco
WASHINGTON, April 13 -- The Nuclear Regulatory Commission issued the following event notification (No. 55168) involving Mid-Tex Testing, Waco:

EN Revision Imported Date: 4/12/2021

EN Revision Text: AGREEMENT STATE REPORT - GAUGE DAMAGED BY CONSTRUCTION VEHICLE

The following was received from the Texas Department of State Health Services (the Agency) via email:

"On April 1, 2021, at 1647 CDT, the Agency was notified by the licensee's radiation safety officer (RSO) that a Troxler model 3440 moisture density gauge containing an eight millicurie cesium-137 source and a 40 millicurie americium-241 ... Show Full Article

NRC Issues Event Notification for Good Samaritan Hospital in Vincennes
WASHINGTON, April 13 -- The Nuclear Regulatory Commission issued the following event notification (No. 55170) involving Good Samaritan Hospital, Vincennes:

EN Revision Imported Date: 4/12/2021

EN Revision Text: PATIENT RECEIVES WRONG DOSE

The following is a summary from a phone call and subsequent e-mail from the technologist at the Good Samaritan Hospital in Vincennes, Indiana:

On Sunday, April 4th, 2021 at approximately 1130 EDT, a reportable event occurred when the technologist was called in to administer injections for two patients. The first patient was to have a lung scan. Instead of ... Show Full Article

FDIC and Duke University's Pratt School of Engineering Announce Strategic Partnership to Promote Innovation
WASHINGTON, April 13 -- The Federal Deposit Insurance Corporation issued the following news release on April 12, 2021:

The Federal Deposit Insurance Corporation (FDIC) and Duke University's Pratt School of Engineering today announced a strategic partnership to support technological innovation in the banking and financial services sectors.

"This exciting collaboration will amplify our efforts to drive innovation in the banking ecosystem and within the FDIC," said Sultan Meghji, FDIC's Chief Innovation Officer. "We share a common interest to better understand the opportunities and the risks of ... Show Full Article