Federal Regulatory Agencies
Here's a look at documents from federal regulatory agencies
Featured Stories
SEC Commissioner Issues Traveling Back From the Road Wrongly Taken: Statement on the Proposed Amendments to Exchange Act Rule 15c2-11
WASHINGTON, March 17 -- The Securities and Exchange Commission issued the following remarks on March 16, 2026, by Commissioner Hester M. Peirce on the Proposed Amendments to Exchange Act Rule 15c2-11:
* * *
Today, the Commission proposed amendments to revise Rule 15c2-11 to refer only to equity securities. While I am pleased to support these amendments, I regret the protracted and unnecessarily burdensome process that led us here.
By its terms, the text of Rule 15c2-11 always has applied to quotations of a "security." Market participants and other observers including me, however, understood
... Show Full Article
WASHINGTON, March 17 -- The Securities and Exchange Commission issued the following remarks on March 16, 2026, by Commissioner Hester M. Peirce on the Proposed Amendments to Exchange Act Rule 15c2-11:
* * *
Today, the Commission proposed amendments to revise Rule 15c2-11 to refer only to equity securities. While I am pleased to support these amendments, I regret the protracted and unnecessarily burdensome process that led us here.
By its terms, the text of Rule 15c2-11 always has applied to quotations of a "security." Market participants and other observers including me, however, understoodthe rule to apply only to quotations of over-the-counter ("OTC") equity securities.[1] This tension between the rule's text and its application came to a head after the Commission amended Rule 15c2-11 in 2020. As the compliance date of those amendments approached, the Commission began signaling that the rule encompassed fixed-income securities and surprised market participants sought clarity from the Commission.[2] They pointed out that many of the rule's requirements and exemptions were clearly written with equity markets in mind. They highlighted that the 2020 rule amendments relied entirely on OTC equity data and did not even mention the term "fixed income" once. They noted that they were unaware of Rule 15c2-11 ever being applied to fixed income securities. And they warned that the application of the rule would gravely harm the fixed income market and investors, with no discernable reduction in fraud.
At that point, the Commission should have granted long-term no-action relief while we assessed whether the application of the rule to the fixed income market was appropriate and then amended the rule as necessary. Instead, the Commission, mostly through a series of staff no-action letters, granted several rounds of limited relief, sometimes for as short a period as three months, that were claimed to provide the fixed income industry with sufficient time to come into compliance with the rule. Eventually, the Commission issued permanent exemptive relief from Rule 15c2-11 for some fixed income securities[3] and the staff issued permanent no-action relief for another subset of fixed income securities. But by then, we had fostered uncertainty in this market and wasted the resources of the industry, and our staff, for multiple years and for no good reason.
Staff, who were following the bizarre directive of the Commission to start reading the rule with a breadth at odds with historical understanding and market reality, are not at fault. I continue to blame myself for failing to ensure that we made the scope of the rule's application crystal clear during the adoption of amendments to Rule 15c2-11.[4] The staff have been constructive throughout, and I thank the Division of Trading and Markets, the Division of Economic and Risk Analysis, and the Office of General Counsel for their diligent work on this corrective proposing release. I encourage commenters to write in and convey their views as to whether this proposal, if adopted, would resolve the tension between the rule text and the appropriate application of this rule to certain markets. I am particularly interested in commenters' views as to the questions about the definition of "equity security," the rule's application to crypto assets, and the appropriate next steps with respect to the formation of an "expert market."
* * *
[1] Commissioner Hester M. Peirce, Statement on Staff No-Action Letter Regarding Amended Rule 15c2-11 in Relation to Fixed Income Securities (Sept. 24, 2021) ("2021 Statement"), https://www.sec.gov/newsroom/speeches-statements/peirce-nal-rule-15c2-11-2021-09-24.
[2] Letter from Asset Management Group of the Securities Industry and Financial Markets Association, the Investment Company Institute, the Investment Adviser Association, the Managed Funds Association, and the U.S. Chamber's Center for Capital Markets Competitiveness (Sept. 23, 2021), https://www.sifma.org/wp-content/uploads/2021/09/Investor-15c2-11-letter-final-2021-09-23.pdf.
[3] Order Granting Broker-Dealers Exemptive Relief, Pursuant to Section 36(a) and Rule 15c2-11(g) under the Securities Exchange Act of 1934, from Rule 15c2-11 for Fixed-Income Securities Sold in Compliance with the Safe Harbor of Rule 144A under the Securities Act of 1933, Exchange Act Release No. 98819 (Oct. 30, 2023), 88 FR 75343 (Nov. 2, 2023), https://www.sec.gov/files/rules/exorders/2023/34-98819.pdf.
[4] See 2021 Statement ("I acknowledge that I thought of the rule's application only in the OTC equity context. I ought to have solicited comment on the rule's broader application. However, my failure to do so, the failure of the Commission to highlight this issue for active consideration by the public, and the failure of the relevant market participants to identify the issue during the rulemaking process, is not a reason for us now to move forward robotically and apply the rule to fixed income markets without proper deliberation.").
* * *
Original text here: https://www.sec.gov/newsroom/speeches-statements/peirce-statement-exchange-act-rule-15c2-11-031626
NRC Seeks Industry Input on Future New Reactor Licensing Plans
WASHINGTON, March 17 -- The Nuclear Regulatory Commission issued the following news release:
* * *
NRC Seeks Industry Input on Future New Reactor Licensing Plans
ROCKVILLE, Md. -- The Nuclear Regulatory Commission is encouraging existing or potential applicants for new reactor-related activities to share planning information through fiscal year 2028.
NRC staff published the Regulatory Issue Summary so the agency can best understand industry interest in order to most effectively set budgets for licensing reviews and inspection support needed to safely enable new nuclear technologies. The RIS
... Show Full Article
WASHINGTON, March 17 -- The Nuclear Regulatory Commission issued the following news release:
* * *
NRC Seeks Industry Input on Future New Reactor Licensing Plans
ROCKVILLE, Md. -- The Nuclear Regulatory Commission is encouraging existing or potential applicants for new reactor-related activities to share planning information through fiscal year 2028.
NRC staff published the Regulatory Issue Summary so the agency can best understand industry interest in order to most effectively set budgets for licensing reviews and inspection support needed to safely enable new nuclear technologies. The RISreminds potential applicants that the earliest possible engagement with the NRC, including responding to the document, helps produce the most efficient reviews.
The RIS asks reactor developers, existing license holders and existing or potential licensing applicants to voluntarily outline the types, quantity and timelines of expected requests for license amendments, preapplication interactions or new licensing applications. Additional topics include potential reactor technologies and fuels, collaboration with the Department of Energy or academic institutions, and projected construction schedules.
The NRC is also reminding advanced reactor applicants and pre-applicants that they may qualify for reduced licensing fees under provisions of the ADVANCE Act, passed in 2024. Advanced nuclear pre-applicants are encouraged to submit a licensing project plan (or regulatory engagement plan) and periodically submit updates with planned activities to qualify for the reduced licensing fees.
Additional information for companies considering applying for NRC licensing products is available on the agency website (https://www.nrc.gov/reactors/new-reactors/advanced/new-app).
* * *
The U.S. Nuclear Regulatory Commission was created as an expert, technical agency to protect public health, safety, and security, and regulate the civilian use of nuclear materials, including enabling the deployment of nuclear power for the benefit of society. Among other responsibilities, the agency issues licenses, conducts inspections, initiates and enforces regulations, and plans for incident response. The NRC is collaborating with interagency partners to implement reforms outlined in new Executive Orders and the ADVANCE Act to streamline agency activities and enhance efficiency.
* * *
Original text here: https://www.nrc.gov/sites/default/files/cdn/doc-collection-news/2026/26-033.pdf
FCC Wireline Competition Bureau Issues Public Notice: Request for Comment Related to Petition for Waiver or Stay by Liberty Communications of Puerto Rico & Broadband VI
WASHINGTON, March 17 -- The Federal Communications Commission's Wireline Competition Bureau issued the following public notice (WC Docket Nos. 10-90, 18-143) on March 16, 2026:
* * *
By this Public Notice, the Wireline Competition Bureau (Bureau) seeks comment on the Petition for Waiver or Stay filed by Liberty Communications of Puerto Rico LLC and Broadband VI LLC (collectively, Liberty)/1, and the Petition for Reconsideration filed by Virgin Islands Telephone Corp. DBA OneComm (OneComm)./2
Interested parties may file comments to the Liberty Waiver Petition and OneComm Reconsideration Petition
... Show Full Article
WASHINGTON, March 17 -- The Federal Communications Commission's Wireline Competition Bureau issued the following public notice (WC Docket Nos. 10-90, 18-143) on March 16, 2026:
* * *
By this Public Notice, the Wireline Competition Bureau (Bureau) seeks comment on the Petition for Waiver or Stay filed by Liberty Communications of Puerto Rico LLC and Broadband VI LLC (collectively, Liberty)/1, and the Petition for Reconsideration filed by Virgin Islands Telephone Corp. DBA OneComm (OneComm)./2
Interested parties may file comments to the Liberty Waiver Petition and OneComm Reconsideration Petitionon or before March 31, 2026. Replies to comments must be filed within 10 days after a comment is filed, but no later than April 7, 2026. All filings must reference WC Docket Nos. 10-90 and 18-143.
* Electronic Filers: Comments and replies may be filed using the Commission's Electronic Comment Filing System (ECFS) at https://www.fcc.gov/ecfs/filings/standard.
* Paper Filers: Parties who choose to file by paper must file an original and one copy of each filing.
- Filings can be sent by hand or messenger delivery, by commercial courier, or by the U.S. Postal Service mail. All filings must be addressed to the Commission's Secretary, Office of the Secretary, Federal Communications Commission.
- All hand-delivered or messenger-delivered paper filings for the Commission's Secretary are accepted between 8:00 a.m. and 4:00 p.m. by the FCC's mailing contractor at 9050 Junction Drive, Annapolis Junction, MD 20701. All hand deliveries must be held together with rubber bands or fasteners. Any envelopes and boxes must be disposed of before entering the building.
- Commercial courier deliveries (any deliveries not by the U.S. Postal Service) must be sent to 9050 Junction Drive, Annapolis Junction, MD 20701.
- U.S. Postal Service First-Class Mail, Priority Mail, and Priority Mail Express must be sent to 45 L St. NE, Washington, DC 20554.
* People with Disabilities: To request materials in accessible formats for people with disabilities (braille, large print, electronic files, audio format), send an e-mail to fcc504@fcc.gov or call the Consumer & Governmental Affairs Bureau at 202-418-0530 (voice), 202-418-0432 (tty).
Interested parties should also send a copy of their filings to Dangkhoa Nguyen, Attorney Advisor, Telecommunications Access Policy Division, Wireline Competition Bureau, Federal Communications Commission, 45 L Street, N.E., Washington, D.C. 20002, or by email at Dangkhoa.Nguyen@fcc.gov.
* * *
Footnotes:
1/ Petition of Liberty Communications of Puerto Rico LLC and Broadband VI LLC for Waiver or Stay, WC Docket Nos. 18-143, 10-90 (filed Mar. 9, 2026), https://www.fcc.gov/ecfs/document/10309129716816/1.
2/ Petition of Virgin Islands Telephone Co. dba OneComm for Reconsideration, WC Docket Nos. 18-143, 10-90 (filed Mar. 9, 2026), https://www.fcc.gov/ecfs/document/1030942586821/1.
* * *
Original text here: https://docs.fcc.gov/public/attachments/DA-26-250A1.pdf
Shimano Agrees to Pay $11.5 Million Civil Penalty for Failure to Immediately Report Bicycle Cranksets that Posed a Crash Hazard
WASHINGTON, March 16 -- The Consumer Product Safety Commission issued the following news release:
* * *
Shimano Agrees to Pay $11.5 Million Civil Penalty for Failure to Immediately Report Bicycle Cranksets that Posed a Crash Hazard
*
WASHINGTON, D.C. - The U.S. Consumer Product Safety Commission (CPSC) is announcing that Shimano, Inc., of Japan, and Shimano North America Holding, Inc., of Irvine, California, have agreed to pay an $11.5 million civil penalty. The settlement, which has been provisionally accepted by CPSC, resolves CPSC's charges that Shimano knowingly failed to immediately report
... Show Full Article
WASHINGTON, March 16 -- The Consumer Product Safety Commission issued the following news release:
* * *
Shimano Agrees to Pay $11.5 Million Civil Penalty for Failure to Immediately Report Bicycle Cranksets that Posed a Crash Hazard
*
WASHINGTON, D.C. - The U.S. Consumer Product Safety Commission (CPSC) is announcing that Shimano, Inc., of Japan, and Shimano North America Holding, Inc., of Irvine, California, have agreed to pay an $11.5 million civil penalty. The settlement, which has been provisionally accepted by CPSC, resolves CPSC's charges that Shimano knowingly failed to immediately reportto CPSC, as required by law, that its 11-Speed Bonded Hollowtech II Bicycle Cranksets, Models Ultegra FC-6800 and FC-R8000 and Dura-Ace FC-9000, FC-R9100, and FC-R9100P, contained a defect which could create a substantial product hazard or created an unreasonable risk of serious injury or death to consumers.
Between 2013 and 2022, Shimano received thousands of warranty claims relating to the bicycle cranksets and dozens of reports of consumers globally sustaining personal injuries while using the bicycle cranksets, including bone fractures, joint displacement, and lacerations, due to falls from bicycles, contact with the broken cranksets, and impact with the ground. During this time, Shimano, Inc. made nine overall manufacturing and design changes that resulted in over twenty-five individual changes to the bicycle cranksets to mitigate the potential for the cranksets to separate and break. Despite possessing information that reasonably supported the conclusion that the bicycle cranksets contained a defect which could create a substantial product hazard or created an unreasonable risk of serious injury or death, Shimano did not immediately report to the Commission.
The Commission and Shimano North America Bicycle, Inc. jointly announced a recall of the 11-Speed Bonded Hollowtech II Bicycle Cranksets on September 21, 2023. The press release announcing the recall stated that the firm had received at least 4,519 incidents of cranksets separating, and six reported injuries, including bone fractures, joint displacement, and lacerations.
In addition to the $11.5 million civil penalty, the settlement agreement requires Shimano to maintain internal controls and procedures designed to ensure compliance with the Consumer Product Safety Act (CPSA), including enhancements to its compliance program. Shimano has also agreed to submit annual reports regarding its compliance program, internal controls, and internal audits of the effectiveness of compliance policies, procedures, systems, and training.
The Commission has provisionally accepted the settlement agreement, subject to public comment. Liana G.T. Wolf, a Senior Trial Attorney in the Division of Enforcement and Litigation, represented the Commission in this enforcement action.
***
Original text here: https://www.cpsc.gov/Newsroom/News-Releases/2026/Shimano-Agrees-to-Pay-11-5-Million-Civil-Penalty-for-Failure-to-Immediately-Report-Bicycle-Cranksets-that-Posed-a-Crash-Hazard
Epiq Food Hall to Pay $54,000 in EEOC Racial Harassment Suit
WASHINGTON, March 16 -- The Equal Employment Opportunity Commission issued the following news release:
* * *
Epiq Food Hall to Pay $54,000 in EEOC Racial Harassment Suit
*
Settles federal suit charging that Virgina company subjected black general manager to frequent derogatory comments
WASHINGTON - Epiq Food Hall Woodbridge, LLC, which owned and operated a food hall in Woodbridge, Virginia, will pay $54,000 and provide other relief to settle a racial harassment lawsuit filed by the U.S. Equal Employment Opportunity Commission (EEOC), the federal agency announced today.
According to the
... Show Full Article
WASHINGTON, March 16 -- The Equal Employment Opportunity Commission issued the following news release:
* * *
Epiq Food Hall to Pay $54,000 in EEOC Racial Harassment Suit
*
Settles federal suit charging that Virgina company subjected black general manager to frequent derogatory comments
WASHINGTON - Epiq Food Hall Woodbridge, LLC, which owned and operated a food hall in Woodbridge, Virginia, will pay $54,000 and provide other relief to settle a racial harassment lawsuit filed by the U.S. Equal Employment Opportunity Commission (EEOC), the federal agency announced today.
According to theEEOC's suit, Epiq's black general manager faced racial harassment from the company's owner, who frequently made derogatory comments about black customers and employees, calling them "ignorant," "ghetto," and "riff-raff." The owner also told the general manager that he "look[ed] like [he] spoke thug language" and referred to him using the N-word, the EEOC alleged. Tired of the owner's harassment and without any avenue to file a report, the general manager resigned in January 2023 after six months of employment, the EEOC said.
"Employees should not be forced to tolerate racial slurs and degrading harassment from their boss to earn a living," said Debra Lawrence, regional attorney for the EEOC's Philadelphia District Office. "Federal law holds employers automatically liable for the harassing conduct of their owners."
Such alleged conduct violates Title VII of the Civil Rights Act of 1964, which prohibits discrimination on the basis of race. The EEOC filed suit (EEOC v. Epiq Food Hall Woodbridge, LLC, et al., Civil Action No. 1:24-cv-01518) in U.S. District Court for the Eastern District of Virginia after first attempting to reach a prelitigation settlement through its conciliation process.
EEOC Washington Field Office Director Mindy E. Weinstein said, "Unfortunately, harassment remains all too common in the restaurant industry. This litigation and its resolution demonstrate the EEOC's steadfast commitment to enforcing the law and protecting the rights of workers in that sector."
The three-year consent decree settling the suit provides $54,000 to the former general manager. As represented in the decree, Epiq no longer has any operating businesses or employees. In addition to the monetary relief, the decree states that should Epiq resume business operations, it shall be enjoined from creating or maintaining a hostile work environment on the basis of race; create and distribute an anti-harassment policy, and provide Title VII training to its owners and management. The EEOC's suit also brought claims against 4 Brothers Properties, LLC, which purchased the food hall in October 2023, under a theory of successor liability. The consent decree does not settle the claims against 4 Brothers Properties, LLC.
For more information on race discrimination, please visit https://www.eeoc.gov/racecolor-discrimination. More information on harassment is available at https://www.eeoc.gov/harassment.
The EEOC's Washington Field Office has jurisdiction over Washington, D.C., and parts of Virginia. Attorneys in the Philadelphia District Office prosecute discrimination cases within the jurisdiction of the Washington Field Office.
The EEOC is the sole federal agency authorized to investigate and litigate against businesses and other private sector employers for violations of federal laws prohibiting employment discrimination. For public sector employers, the EEOC shares jurisdiction with the Department of Justice's Civil Rights Division. The EEOC also is responsible for coordinating the federal government's employment antidiscrimination effort. More information about the EEOC is available at www.eeoc.gov.
***
Original text here: https://www.eeoc.gov/newsroom/epiq-food-hall-pay-54000-eeoc-racial-harassment-suit
CPSC Issues Winter Weather Safety Tips to Prevent Fires and Carbon Monoxide Poisoning
WASHINGTON, March 16 -- The Consumer Product Safety Commission issued the following news release:
* * *
CPSC Issues Winter Weather Safety Tips to Prevent Fires and Carbon Monoxide Poisoning
*
WASHINGTON - As severe weather moves across the country, the U.S. Consumer Product Safety Commission (CPSC) is urging Americans to protect themselves from carbon monoxide (CO) poisoning and fire. Improper use of portable generators and other fuel-burning devices during power outages can be deadly.
Lose Power? Using a Generator Safely
Consumers need to be especially careful when storms knock out electrical
... Show Full Article
WASHINGTON, March 16 -- The Consumer Product Safety Commission issued the following news release:
* * *
CPSC Issues Winter Weather Safety Tips to Prevent Fires and Carbon Monoxide Poisoning
*
WASHINGTON - As severe weather moves across the country, the U.S. Consumer Product Safety Commission (CPSC) is urging Americans to protect themselves from carbon monoxide (CO) poisoning and fire. Improper use of portable generators and other fuel-burning devices during power outages can be deadly.
Lose Power? Using a Generator Safely
Consumers need to be especially careful when storms knock out electricalpower. CO poisoning from gasoline-powered portable generators can kill in minutes. CO is called the "invisible killer" because it is colorless and odorless. CO poisoning from portable generators can happen so quickly that exposed persons may become unconscious before recognizing the symptoms of nausea, dizziness or weakness.
An average of nearly 100 people die in the U.S. each year from CO poisoning caused by portable generators, according to CPSC's latest report on Non-Fire Carbon Monoxide Deaths Associated with the Use of Consumer Products.
In the case of a power outage, follow these important life-saving tips :
* NEVER operate a portable generator inside a home, garage, basement, crawlspace, shed or other enclosed spaces. Opening doors or windows will not provide enough ventilation to prevent the buildup of lethal levels of CO.
* Operate portable generators outside only, at least 20 feet away from the house. Don't operate a generator on a porch or in a carport. It's too close to the home and puts your family at risk of CO poisoning. Direct the generator's exhaust away from your home and other buildings' entrances. Close windows and seal off vent openings that are near the generator or in the path of its exhaust.
* Follow the portable generator manufacturer's instructions about electrical shock hazards in inclement weather, which may include using an NFPA-rated noncombustible generator tent or may advise you to wait until rain or snow passes.
* Regularly check and maintain your portable generator to ensure it works properly when needed. Read and follow all labels, instructions and warnings on the generator and in the owner's manual.
* Look for portable generators that have a CO shut-off safety feature.
Check CO and Smoke Alarms
* Working smoke and CO alarms save lives. Install battery-operated alarms or alarms with battery backup on each level of the home and outside separate sleeping areas. Interconnected CO alarms are best; when one sounds, they all sound.
* Make sure smoke alarms are installed on every level of your home and inside each bedroom.
* Test CO and smoke alarms monthly to make sure they are working properly and replace batteries if needed. Never ignore an alarm when it sounds. Get outside immediately and call 911.
* Clear snow away from the outside vents for fuel-burning appliances such as furnaces so that dangerous carbon monoxide does not build up in the house.
Dangers with Portable Heaters
* Keep all sides of the portable heater at least three feet from beds, clothes, curtains, papers, sofas and other items that can catch fire.
* Place the heater on a stable, level surface, where it will not be knocked over.
* NEVER leave a portable heater running unattended in a confined space.
* When using electric portable heaters, ALWAYS use a wall outlet; NEVER a power strip and NEVER run the heater's cord under rugs or carpeting.
* Be mindful of children and pets around portable heaters.
Dangers with Charcoal and Candles
* Never use charcoal indoors. Burning charcoal in an enclosed space can produce lethal levels of CO. Do not cook on a charcoal grill in a garage, even with the door open.
* Use caution when burning candles. Use flashlights or battery-operated candles instead. If using candles, do not burn them on or near anything that can catch fire. Never leave burning candles unattended. Extinguish candles when leaving the room and before sleeping.
Dangers with Gas Leaks:
* If you smell gas or hear gas leaking, leave your home immediately and contact local gas authorities from outside the home. Do not operate any electronics, such as lights or phones, before leaving.
CPSC resources:
Carbon Monoxide Safety Center
Carbon Monoxide Safety Center (Spanish)
Link to broadcast quality video for media:
Winter Storm safety b-roll
Tornado safety b-roll
CPSC spokespeople are available for interviews. Email nnye@cpsc.gov to arrange for an interview.
***
Original text here: https://www.cpsc.gov/Newsroom/News-Releases/2026/CPSC-Issues-Winter-Weather-Safety-Tips-to-Prevent-Fires-and-Carbon-Monoxide-Poisoning
CFTC Chairman Selig Announces Jessica Harris as Director, Division of Data and Chief Data Officer
WASHINGTON, March 16 -- The Commodity Futures Trading Commission issued the following news release:
* * *
CFTC Chairman Selig Announces Jessica Harris as Director, Division of Data and Chief Data Officer
*
WASHINGTON -Commodity Futures Trading Commission Chairman Michael S. Selig today announced Jessica Harris as director, Division of Data, and chief data officer.
"I am pleased to welcome Jess back to the CFTC," Chairman Selig said. "Data is integral to everything we do at the Commission from surveillance to policymaking and Jess's decades of experience will ensure the CFTC has the right
... Show Full Article
WASHINGTON, March 16 -- The Commodity Futures Trading Commission issued the following news release:
* * *
CFTC Chairman Selig Announces Jessica Harris as Director, Division of Data and Chief Data Officer
*
WASHINGTON -Commodity Futures Trading Commission Chairman Michael S. Selig today announced Jessica Harris as director, Division of Data, and chief data officer.
"I am pleased to welcome Jess back to the CFTC," Chairman Selig said. "Data is integral to everything we do at the Commission from surveillance to policymaking and Jess's decades of experience will ensure the CFTC has the rightdata strategy during this period of rapid transformation and innovation in the derivatives markets."
"I am honored to return to the CFTC as the director of the Division of Data and the Chief Data Officer," Harris said. "I would like to express my sincere gratitude to Chairman Selig for entrusting me with this important responsibility. I am eager to cultivate a culture of data excellence, encourage innovation, and reinforce the resilience of our financial markets."
Harris's background encompasses surveillance, market conduct, data standards, and financial regulation over a career spanning 25-years. Having previously held roles at both the CFTC and the NFA, combined with years of experience in regulatory banking and financial services, she has been deeply involved in leveraging data analytics and technology to address the complexities of the financial markets. Harris's balanced approach to regulation and data utility supports data-driven insights into policy and practices.
Harris received her bachelor's degree in business administration from Western Michigan University and her M.E. in systems engineering from the University of Virginia.
-CFTC-
***
Original text here: https://www.cftc.gov/PressRoom/PressReleases/9196-26
