Tuesday - December 16, 2025
Federal Regulatory Agencies

Here's a look at documents from federal regulatory agencies

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SEC Obtains Final Judgment Against Defendants in Fraudulent Securities Offering
WASHINGTON, Dec. 13 -- The Securities and Exchange Commission issued the following litigation release (No. 1:23-cv-00434; M.D.N.C. filed May 30, 2023):

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Securities and Exchange Commission v. Melton, et al., No. 1:23-cv-00434 (M.D.N.C. filed May 30, 2023)

On October 2, 2025, the Securities and Exchange Commission obtained final judgment against Greensboro resident Marshall E. Melton and his limited-liability company, Integrated Consulting & Management, LLC, in connection with charges related to a fraudulent securities offering.

The SEC's complaint, filed on May 30, 2023 in the United States ... Show Full Article

SEC Obtains Final Consent Judgments as to Texas Residents Regarding $1 Million Offering That Targeted African American Community
WASHINGTON, Dec. 13 -- The Securities and Exchange Commission issued the following litigation release (No. 3:25-cv-02635-L, 4:25-cv-4622; N.D. Tex. filed Sept. 29, 2025, S.D. Tex. filed Sept. 29, 2025):

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Securities and Exchange Commission v. Kevin L. Jefferson, No. 3:25-cv-02635-L (N.D. Tex. filed Sept. 29, 2025)

Securities and Exchange Commission v. Demetrius L. Early, No. 4:25-cv-4622 (S.D. Tex. filed Sept. 29, 2025)

On November 21, 2025, U.S. District Courts for the Northern District of Texas and the Southern District of Texas respectively entered final consent judgments in the SEC's ... Show Full Article

SEC Obtains Final Consent Judgment as to Oppenheimer & Co. Regarding Alleged Failure to Comply With Municipal Bond Offering Disclosure Requirements
WASHINGTON, Dec. 13 -- The Securities and Exchange Commission issued the following litigation release (No. 22-cv-07801; S.D.N.Y. filed Sept. 13, 2022) involving Oppenheimer and Co. Inc.:

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On December 10, 2025, the U.S. District Court for the Southern District of New York entered a final consent judgment in the SEC's civil enforcement action against New York-based Oppenheimer & Co. Inc..

According to the SEC's complaint, from June 2017 to April 2022, Oppenheimer sold the relevant municipal bonds in purported reliance on the "limited offering exemption," which, upon satisfying specific requirements, ... Show Full Article

SEC Charges Canadian Citizen, 3 Entities With Fraudulent Securities Offerings Targeting Retail Investors
WASHINGTON, Dec. 13 -- The Securities and Exchange Commission issued the following litigation release (No. 25-cv-06811; E.D.N.Y. filed Dec. 10, 2025):

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Securities and Exchange Commission v. Nathan Gauvin, et al., No. 25-cv-06811 (E.D.N.Y. filed Dec. 10, 2025)

On December 10, 2025, the Securities and Exchange Commission filed charges against Canadian citizen Nathan Gauvin and three entities he controls--Blackridge, LLC, Gray Digital Capital Management USA, LLC, and Gray Digital Technologies, LLC--for orchestrating two fraudulent securities offerings that raised over $18 million from investors ... Show Full Article

NRC Renews Browns Ferry Operating License
WASHINGTON, Dec. 13 -- The Nuclear Regulatory Commission issued the following news release:

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NRC Renews Browns Ferry Operating License

The Nuclear Regulatory Commission has renewed for a second time the operating licenses of Browns Ferry Nuclear Plant Units 1, 2 and 3 for an additional 20 years, bringing to 10 the number of reactor licenses renewed this year.

Browns Ferry's three boiling-water reactors are located in Athens, Alabama. Their renewed facility operating licenses will expire in December 2053 for Unit 1, June 2054 for Unit 2, and July 2056 for Unit 3.

"This is a strong example ... Show Full Article

FCC Wireline Competition Bureau Issues Public Notice: Comments Invited on Section 214 Applications to Discontinue Domestic Non-Dominant Carrier Telecommunications And/Or Interconnected VOIP Services
WASHINGTON, Dec. 13 -- The Federal Communications Commission's Wireline Competition Bureau issued the following public notice (WC Docket Nos. 25-333, 25-334, 25-336) on Dec. 12, 2025:

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Unless otherwise specified, the following procedures and dates apply to the application(s) (the Section 214 Discontinuance Application(s)) listed in the Appendix.

The Wireline Competition Bureau (Bureau), upon initial review, has found the Section 214 Discontinuance Application(s) listed herein to be acceptable for filing and subject to the procedures set forth in Section 63.71 of the Commission's rules./1 ... Show Full Article

FCC Wireline Competition Bureau Issues Public Notice: Comments Invited on Section 214 Application to Discontinue Domestic Dominant Carrier Telecommunications Services
WASHINGTON, Dec. 13 -- The Federal Communications Commission's Wireline Competition Bureau issued the following public notice (WC Docket No. 25-337) on Dec. 12, 2025:

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Unless otherwise specified, the following procedures and dates apply to the application(s) (the Section 214 Discontinuance Application(s)) listed in the Appendix.

The Wireline Competition Bureau (Bureau), upon initial review, has found the Section 214 Discontinuance Application(s) listed herein to be acceptable for filing and subject to the procedures set forth in Section 63.71 of the Commission's rules./1 The application(s) ... Show Full Article