Thursday - August 20, 2026

Federal Regulatory Agencies

Here's a look at documents from federal regulatory agencies

Featured Stories

FCC Consumer & Governmental Affairs Bureau Issues Public Notice: Bureau Seeks to Dismiss Twenty-Four Mooted or Outdated Petitions
WASHINGTON, Aug. 20 -- The Federal Communications Commission Consumer and Governmental Affairs Bureau issued the following public notice (CG Docket Nos. 02-278, 05-338, 17-59):

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By this Public Notice, the Consumer and Governmental Affairs Bureau (Bureau) announces its intention to dismiss with prejudice the petitions identified herein 45 days after publication of this Notice in the Federal Register.

To improve efficiency and reduce backlog, the Bureau seeks to determine whether the entities listed below remain interested in their petitions. Parties filed these petitions between 2003 and ... Show Full Article
CFTC Chairman Selig Issues Remarks at White House Innovation Meeting
WASHINGTON, Aug. 20 -- The Commodity Futures Trading Commission issued the following remarks on Aug. 19, 2026, by Chairman Michael S. Selig at the White House Innovation meeting:

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Thank you, Mr. President. It's an honor to be here with you and this exceptional group of business leaders.

Thanks to your leadership, the era of political lawfare, de-banking, and regulation by enforcement is over. Innovators like the people in this room are welcomed to the White House, not railroaded to the big house. And the new frontier of finance is being built right here on American soil.

From day one, ... Show Full Article
SEC Commissioner Uyeda Issues Statement on Regulation Crypto Assets
WASHINGTON, Aug. 19 -- The Securities and Exchange Commission issued the following statement on Aug. 18, 2026, by Commissioner Mark T. Uyeda:

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Statement on Regulation Crypto Assets

Today, the Commission proposes Regulation Crypto Assets, which would create a specific offering framework for certain investment contracts involving crypto assets, referred to as "covered investment contracts."[1] In so doing, the proposal would provide rules that crypto entrepreneurs and market participants can rely on.

Two new exemptions from registration under the Securities Act would be created for offerings ... Show Full Article
SEC Charges Former Executives With Fraud in Connection With $1.9 Billion Collapse of Subprime Auto Lender Tricolor
WASHINGTON, Aug. 19 -- The Securities and Exchange Commission issued the following litigation release:

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Securities and Exchange Commission v. Daniel Chu, Jerome Kollar, and Ameryn Seibold, No. 26-civ-7041 (S.D.N.Y. filed Aug. 18, 2026)

On August 18, 2026, the Securities and Exchange Commission charged Daniel Chu, Jerome Kollar, and Ameryn Seibold, the former CEO, CFO, and Senior Director of Finance, respectively, at Texas-based Tricolor Holdings LLC, for their roles in an alleged multi-year scheme to defraud investors by double pledging hundreds of millions of dollars of subprime auto loans ... Show Full Article
SEC Chairman Atkins Issues Statement on Commencement of Appointment Process for Public Company Accounting Oversight Board Seat
WASHINGTON, Aug. 19 -- The Securities and Exchange Commission issued the following statement on Aug. 18, 2026, by Chairman Paul S. Atkins:

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Statement on Commencement of Appointment Process for Public Company Accounting Oversight Board Seat

On behalf of the Securities and Exchange Commission (the "SEC"), I am soliciting candidates to serve as a member of the Public Company Accounting Oversight Board (the "PCAOB" or "Board"). The PCAOB was established by the Sarbanes-Oxley Act of 2002 (the "Act") and oversees the audits of the financial statements of public companies, brokers, and dealers ... Show Full Article
FTC Seeks Comment on Enforcement Policy Statement Regarding Personalized Pricing
WASHINGTON, Aug. 19 -- The Federal Trade Commission issued the following news release:

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FTC Seeks Comment on Enforcement Policy Statement Regarding Personalized Pricing

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The Federal Trade Commission today announced it is seeking public comment on an enforcement policy statement regarding personalized pricing, which is the use of personal data to set prices according to the amount that a company believes an individual consumer is willing to spend.

"When consumers see a listed price, they expect it to be same price that everyone else sees, not the retailer's estimate of how much they are ... Show Full Article
CFTC Requests Comment on the Listing of Compute Derivatives Contracts
WASHINGTON, Aug. 19 -- The Commodity Futures Trading Commission issued the following news release:

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CFTC Requests Comment on the Listing of Compute Derivatives Contracts

The Commodity Futures Trading Commission today issued a request for comment to better inform its understanding and oversight of derivatives markets in compute.

"America cannot win the AI race without a robust derivatives market for compute," Chairman Michael S. Selig said. "Just as American markets helped establish the gold standard for trading the commodities that powered the industrial economy, we will do the same for ... Show Full Article