Tuesday - January 31, 2023
Federal Regulatory Agencies

News releases, reports, statements and associated documents from federal regulatory agencies ranging from the Securities Exchange Commission to the Commodities Futures Trading Commission

Featured Stories

SEC Issues Order Involving Steven E. Larson
WASHINGTON, Jan. 31 -- The Securities and Exchange Commission issued the following order (No. 3-21289) on Jan. 30, 2023:

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In the Matter of STEVEN E. LARSON, Respondent.

ORDER INSTITUTING ADMINISTRATIVE PROCEEDINGS PURSUANT TO SECTION 15(b) OF THE SECURITIES EXCHANGE ACT OF 1934 AND SECTION 203(f) OF THE INVESTMENT ADVISERS ACT OF 1940, MAKING FINDINGS, AND IMPOSING REMEDIAL SANCTIONS

I.

The Securities and Exchange Commission ("Commission") deems it appropriate and in the public interest that public administrative proceedings be, and hereby are, instituted pursuant to Section 15(b) of ... Show Full Article

Pierrette McIntire Named as EEOC's New Chief Information Officer
WASHINGTON, Jan. 31 (TNSper) -- The Equal Employment Opportunity Commission issued the following news release on Jan. 30, 2023:

The U.S. Equal Employment Opportunity Commission (EEOC) has announced the appointment of Pierrette McIntire to a key Senior Executive Service (SES) position at the agency. McIntire has been named as the new chief information officer (CIO) of the EEOC.

"The EEOC is fortunate to have Pierrette McIntire in this important role," said EEOC Chair Charlotte A. Burrows. "Her experience, expertise, and commitment to our mission make her well equipped to guide the continued growth ... Show Full Article

FTC's Bureau of Consumer Protection Issues Criminal Liaison Unit Report Detailing Efforts to Ensure Wrongdoers Face Accountability
WASHINGTON, Jan. 31 -- The Federal Trade Commission issued the following news release on Jan. 30, 2023:

The Criminal Liaison Unit of the Federal Trade Commission's Bureau of Consumer Protection (BCP CLU) has issued its 2022 Criminal Liaison Unit Report, describing the history of the BCP CLU, its program operations, and major accomplishments over the past five years. In an effort to ensure criminal prosecution of appropriate consumer fraud cases, the BCP CLU refers cases to partner agencies with criminal jurisdiction, including U.S. Attorney's Offices across the county, Divisions of the Department ... Show Full Article

FCC Wireless Bureau Issues Public Notice on Guard Band Licensee and Band Manager Annual Reports Due March 1, 2023
WASHINGTON, Jan. 31 -- The Federal Communications Commission's Wireless Telecommunications Bureau issued the following public notice (Docket No. DA 23-88) involving Guard Band Licensee and Band Manager Annual Reports Due March 1, 2023:

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Reports Must Be Filed Through The Universal Licensing System

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By this Public Notice, the Wireless Telecommunications Bureau (Bureau) reminds 700 MHz Guard Band Licensees1 and 220 MHz Band Managers2 (hereafter Licensees) of their obligation to file timely annual reports on or before Wednesday, March 1, 2023.3 In the annual reports, Licensees must provide ... Show Full Article

FCC Media Bureau Issues letter on University of Rhode Island Order to Show Cause
WASHINGTON, Jan. 31 (TNStalk) -- The Federal Communications Commission's Media Bureau issued the following letter (Docket No. DA 23-82):

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To: University of Rhode Island, c/o Allan G. Moskowitz, Esq., 10854 Tuckahoe Way, North Potomac MD 20878, amoskowitz@amoskowitzlaw.com

Rhode Island Public Radio, c/o John Wells King, Esq., Law Office of John Wells King, PLLC, 4051 Shoal Creek Lane East, Jacksonville FL 32225, John@JWKingLaw.com

In re: WRIU(FM), Kingston, Rhode Island, Facility ID No. 69206

WNPK(FM), Portsmouth, Rhode Island, Facility ID No. 53078, Application File No. 161410

Order ... Show Full Article

FCC Media Bureau Issues letter on KOKS(FM) License Renewal
WASHINGTON, Jan. 31 (TNStalk) -- The Federal Communications Commission's Media Bureau issued the following letter (Docket No. DA 23-83):

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To: Gerald Woolverton, President, Calvary Educational Broadcasting Network, Inc., 2773 Barron Road, Poplar Bluff, MO 63901, KOKSRA80@GMAIL.COM, (via email to:)

Charles R. Naftalin, Esq., Holland & Knight, 800 17 St, N.W., Suite1100, Washington, DC 20006, CHARLES.NAFTALIN@HKLAW.COM

Mrs. Doris L. Smith, 1417 Vine Streetm, Poplar Bluff, MO 63901

In re: KOKS(FM), Poplar Bluff, MO

Facility ID No. 8439

File No. 0000122765

Application for License Renewal

Informal ... Show Full Article

FCC Consumer & Governmental Affairs Bureau Issues Public Notice: Comment Sought on Application of ClearCaptions for Full Certification as a Provider of Internet Protocol Captioned Telephone Service
WASHINGTON, Jan. 31 -- The Federal Communications Commission's Consumer and Governmental Affairs Bureau issued the following public notice (Docket No. 03-123):

The Consumer and Governmental Affairs Bureau (CGB or Bureau) of the Federal Communications Commission (FCC or Commission) seeks comment on the application of ClearCaptions, LLC (ClearCaptions) for full certification as a provider of Internet Protocol Captioned Telephone Service (IP CTS)./1

ClearCaptions has redacted portions of its application for which it requests confidential treatment. Access to the redacted material is governed by ... Show Full Article