Saturday - October 10, 2026

Federal Regulatory Agencies

Here's a look at documents from federal regulatory agencies

Featured Stories

SEC Charges Fund Manager With Recidivist Violations of the Advisers Act in Settled Action
WASHINGTON, Oct. 10 -- The Securities and Exchange Commission issued the following litigation release:

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Securities and Exchange Commission v. Jeremiah Silkowski and SQN Capital Management LLC, No. 1:26-civ-08162 (S.D.N.Y. filed September 18, 2026)

On September 18, 2026, the Securities and Exchange Commission filed charges against New York-based investment adviser SQN Capital Management LLC and its President, Chief Executive Officer, Chief Compliance Officer and majority owner, Jeremiah Silkowski, for multiple violations of antifraud and other provisions of the Investment Advisers Act of ... Show Full Article
FCC: GOMEZ SLAMS PUSH BY DARK MONEY GROUP TO FLOOD AMERICANS' PHONES WITH AI-GENERATED POLITICAL ROBOCALLS
WASHINGTON, Oct. 10 -- The Federal Communications Commission issued the following statement by Commissioner Anna M. Gomez:

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October 8, 2026

GOMEZ SLAMS PUSH BY DARK MONEY GROUP TO FLOOD AMERICANS' PHONES WITH AI-GENERATED POLITICAL ROBOCALLS

Commissioner warns that waiving consent requirements weeks before Election Day would invite chaos and deception

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WASHINGTON--FCC Commissioner Anna M. Gomez sharply criticized a petition from the dark money group Club for Growth asking the agency to let political groups send AI-generated robocalls to Americans' phones without their consent. She warned ... Show Full Article
FCC Wireline Competition Bureau Issues Public Notice: Streamlined Resolution of Requests Under Secure & Trusted Communications Networks Reimbursement Program
WASHINGTON, Oct. 10 -- The Federal Communications Commission's Wireline Competition Bureau issued the following public notice (WC Docket No. 18-89):

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By this Public Notice, the Wireline Competition Bureau (Bureau) conditionally grants, pursuant to delegated authority, petitions filed by fourteen recipients in the Secure and Trusted Communications Networks Reimbursement Program (Program) requesting extensions of their removal, replacement, and disposal (RRD) terms. For the reasons explained below, the Bureau grants these requests conditioned on enhanced reporting by the recipients to ensure ... Show Full Article
FCC Wireless Telecommunications Bureau Issues Public Notice: Bureau Announces Upper C-Band Clearinghouse Selection Criteria and Submission Process
WASHINGTON, Oct. 10 -- The Federal Communications Commission's Wireless Telecommunications Bureau issued the following public notice (GN Docket No. 25-59):

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With this Public Notice, the Wireless Telecommunications Bureau (Bureau) announces that it has received the attached detailed selection criteria and related submission instructions for proposals for the position of Upper C-band Clearinghouse.

On July 24, 2026, the Commission released the Upper C-band R&O, which adopted rules to make 160 megahertz of mid-band spectrum available for flexible use throughout the contiguous United States ... Show Full Article
FCC Public Safety & Homeland Security Bureau Issues Public Notice: Bureau Announces Conditional Approval, Exemption of Certain Power Inverters
WASHINGTON, Oct. 10 -- The Federal Communications Commission Public Safety and Homeland Security Bureau issued the following public notice (WC Docket No. 18-89; ET Docket No. 21-232; EA Docket No. 21-233):

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The Federal Communications Commission's (FCC or Commission) Public Safety and Homeland Security Bureau (PSHSB or Bureau) maintains a list of equipment and services (Covered List) that have been determined to "pose an unacceptable risk to the national security of the United States or the security and safety of United States persons."/1 Pursuant to Section 2 of the Secure and Trusted Communications ... Show Full Article
FCC Issues Daily Digest for Oct. 9
WASHINGTON, Oct. 10 -- The Federal Communications Commission issued the following Daily Digest (Vol. 45, No. 195) on Oct. 9, 2026:

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THE FOLLOWING ITEMS ARE DATED AND RELEASED TODAY:

PUBLIC NOTICES

Report No: SAT-02045. Released: 2026-10-09. SATELLITE LICENSING DIVISION AND SATELLITE PROGRAMS AND POLICY DIVISION INFORMATION - SAT - ACTIONS TAKEN. (DA No. 26-1096). SB. Contact: ICFSinfo@fcc.gov. DA-26-1096A1.pdf (https://docs.fcc.gov/public/attachments/DA-26-1096A1.pdf) DA-26-1096A1.txt (https://docs.fcc.gov/public/attachments/DA-26-1096A1.txt)

Report No: REPORT NO. PN-3-261009-01. Released: ... Show Full Article
CFTC Issues Interim Final Rule Excluding Certain Activity From the Definition of Swap
WASHINGTON, Oct. 10 -- The Commodity Futures Trading Commission issued the following news release:

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CFTC Issues Interim Final Rule Excluding Certain Activity from the Definition of Swap

October 09, 2026

WASHINGTON -- The Commodity Futures Trading Commission today published an Interim Final Rule that codifies the CFTC's longstanding position that casino-style gambling products, including wagers placed on sportsbooks and casino games, are excluded from the "swap" definition.

"Casino-style gambling products are not derivatives," said Chairman Michael S. Selig. "Just as the CFTC has done ... Show Full Article