Saturday - October 31, 2026

Federal Regulatory Agencies

Here's a look at documents from federal regulatory agencies

Featured Stories

Two Entities Charged in $130 Million Fraud Scheme That Used False SEC Filings to Boost Investor Confidence
WASHINGTON, Oct. 31 (TNSdock) -- The Securities and Exchange Commission issued the following litigation release:

* * *

Securities and Exchange Commission v. BG Wealth Sharing Ltd and DSJ Exchange Pty Ltd, No. 3:26-cv-12746 (N.D. Cal. filed Oct. 29, 2026)

On October 29, 2026, the Securities and Exchange Commission charged two foreign-operated, Colorado-incorporated entities, BG Wealth Sharing Ltd and DSJ Exchange Pty Ltd, for orchestrating a fraud scheme that used false SEC filings to boost confidence in their investment program and helped them raise more than $130 million from tens of thousands ... Show Full Article
SEC Files Settled Action as to Connecticut Resident and His Company for Operating Alleged Fraudulent Investment Scheme
WASHINGTON, Oct. 31 (TNSdock) -- The Securities and Exchange Commission issued the following litigation release:

* * *

Securities and Exchange Commission v. Bran Crudden and Transparent Equity Entrepreneurs, LLC, No. 3:26-civ-01905 (D. Conn. filed October 29, 2026)

On October 29, 2026, the Securities and Exchange Commission filed settled charges against Connecticut resident Bran Crudden and his solely owned and operated company Transparent Equity Entrepreneurs, LLC, for allegedly operating a fraudulent investment scheme. Crudden and Transparent Equity agreed to settle the Commission's action ... Show Full Article
SEC Charges Investment Adviser for Alleged Breaches of Fiduciary Duty in Connection With Unsuitable Investments in Leveraged and Inverse ETFs
WASHINGTON, Oct. 31 (TNSdock) -- The Securities and Exchange Commission issued the following litigation release:

* * *

Securities and Exchange Commission v. Cary Edward Urich, 6:26-cv-05267-JDA (D.S.C. filed Oct. 29, 2026)

On October 29, 2026, the Securities and Exchange Commission charged Greenville, South Carolina-based investment adviser Cary Urich for alleged breaches of fiduciary duty in connection with his use of leveraged and/or inverse exchange-traded funds (ETFs) in discretionary client accounts while Urich was an investment adviser representative at United Planners' Financial Services ... Show Full Article
FEC Issues Digest for Week of Oct. 26-30, 2026
WASHINGTON, Oct. 31 (TNSdock) -- The Federal Election Commission issued the following weekly digest:

* * *

Commission meetings and hearings

No open meetings or executive sessions were scheduled this week.

* * *

Litigation

Giffords v. FEC (Case No. No. 25-5188) On October 27, the U.S. Court of Appeals for the District of Columbia Circuit issued a Mandate.

* * *

Outreach

On October 26, Commissioner Dara Lindenbaum discussed campaign finance disclosure rules and the role of the Commission with members of a German delegation visiting the United States with the Friedrich Naumann Foundation.

On ... Show Full Article
FCC Wireline Competition Bureau Issues Public Notice: Comments Invited on CenturyLink's Section 214 Application to Discontinue Domestic Legacy Voice Service as Part of Technology Transition
WASHINGTON, Oct. 31 (TNSdock) -- The Federal Communications Commission's Wireline Competition Bureau issued the following public notice (WC Docket No. 26-285):

* * *

Unless otherwise specified, the following procedures and dates apply to the application(s) (the Section 214 Discontinuance Application(s)) listed in the Appendix.

The Wireline Competition Bureau (Bureau), upon initial review, has found the Section 214 Discontinuance Application(s) listed herein to be acceptable for filing and subject to the procedures set forth in Section 63.71 of the Commission's rules, as applicable at the time ... Show Full Article
FCC Public Safety & Homeland Security Bureau Issues Public Notice: Conditional Approval, Exemption of Certain Uncrewed Aircraft Systems
WASHINGTON, Oct. 31 (TNSdock) -- The Federal Communications Commission Public Safety and Homeland Security Bureau issued the following public notice (WC Docket No. 18-89; ET Docket No. 21-232; EA Docket No. 21-233):

* * *

The Federal Communications Commission's (FCC or Commission) Public Safety and Homeland Security Bureau (PSHSB or Bureau) maintains a list of equipment and services (Covered List) that have been determined to "pose an unacceptable risk to the national security of the United States or the security and safety of United States persons."/1 Pursuant to Section 2 of the Secure and ... Show Full Article
FCC Issues Daily Digest for Oct. 30
WASHINGTON, Oct. 31 (TNSdock) -- The Federal Communications Commission issued the following Daily Digest (Vol. 45, No. 209) on Oct. 30, 2026:

* * *

THE FOLLOWING ITEMS ARE DATED AND RELEASED TODAY:

PUBLIC NOTICES

Report No: REPORT NO. PN-2-261030-01. Released: 2026-10-30. ACTIONS. MB. DOC-426343A1.pdf (https://docs.fcc.gov/public/attachments/DOC-426343A1.pdf) DOC-426343A1.txt (https://docs.fcc.gov/public/attachments/DOC-426343A1.txt)

Released: 2026-10-30. DOMESTIC SECTION 214 APPLICATIONS GRANTED FOR THE TRANSFER OF CONTROL OF MOUNTAIN WEST TECHNOLOGIES CORPORATION AND THE CHUGWATER TELEPHONE ... Show Full Article