SEC Consents to Termination of Undertakings in Global Research Analyst Settlement
December 06, 2025
December 06, 2025
WASHINGTON, Dec. 6 -- The Securities and Exchange Commission issued the following litigation release (No. 03 Civ. 2937, 03 Civ. 2939, 03 Civ. 2940, 03 Civ. 2941, 03 Civ. 2942, 03 Civ. 2943, 03 Civ. 2944, 03 Civ. 2945, 03 Civ. 2946, 03 Civ. 2948, 04 Civ. 6909, 04 Civ. 6910; S.D.N.Y.):
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SEC v. Bear, Stearns & Co. Inc., No. 03 Civ. 2937 (S.D.N.Y.)
SEC v. J.P. Morgan Securities Inc., No. 03 Civ. 2939 (S.D.N.Y.)
SEC v. Lehman Brothers, Inc. . . .
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SEC v. Bear, Stearns & Co. Inc., No. 03 Civ. 2937 (S.D.N.Y.)
SEC v. J.P. Morgan Securities Inc., No. 03 Civ. 2939 (S.D.N.Y.)
SEC v. Lehman Brothers, Inc. . . .