Thursday - November 5, 2026
SEC Commissioner Uyeda Issues Remarks on the Adoption of Amendments to Small Entity Definitions
November 05, 2026
WASHINGTON, Nov. 5 -- The Securities and Exchange Commission issued the following remarks by Commissioner Mark T. Uyeda:

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Statement on the Adoption of Amendments to Small Entity Definitions

Nov. 4, 2026

Today, the Commission adopts amendments to the rules that define which investment advisers and investment companies qualify as "small entities" for purposes of the Regulatory Flexibility Act (RFA).[1] Among others, the amendments . . .

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