Wednesday - November 4, 2026
SEC Adopts Amendments to Update Definitions of Small Entity for Investment Companies and Investment Advisers
November 04, 2026
WASHINGTON, Nov. 4 -- The Securities and Exchange Commission issued the following news release:

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SEC Adopts Amendments to Update Definitions of Small Entity for Investment Companies and Investment Advisers

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The Securities and Exchange Commission today adopted amendments to the rules that define which registered investment companies, investment advisers, and business development companies qualify as small entities for purposes of the Regul . . .

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