SEC Charges Investment Adviser for Alleged Breaches of Fiduciary Duty in Connection With Unsuitable Investments in Leveraged and Inverse ETFs
October 31, 2026
October 31, 2026
WASHINGTON, Oct. 31 (TNSdock) -- The Securities and Exchange Commission issued the following litigation release:
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Securities and Exchange Commission v. Cary Edward Urich, 6:26-cv-05267-JDA (D.S.C. filed Oct. 29, 2026)
On October 29, 2026, the Securities and Exchange Commission charged Greenville, South Carolina-based investment adviser Cary Urich for alleged breaches of fiduciary duty in connection with his use of leveraged and/or inverse exchange-trad . . .
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Securities and Exchange Commission v. Cary Edward Urich, 6:26-cv-05267-JDA (D.S.C. filed Oct. 29, 2026)
On October 29, 2026, the Securities and Exchange Commission charged Greenville, South Carolina-based investment adviser Cary Urich for alleged breaches of fiduciary duty in connection with his use of leveraged and/or inverse exchange-trad . . .