Monday - October 12, 2026
SEC Chairman Atkins Issues Remarks on Proposed Amendments to Investment Company Cross Trading
October 10, 2026
WASHINGTON, Oct. 10 -- The Securities and Exchange Commission issued the following remarks by Chairman Paul S. Atkins:

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Statement on Proposed Amendments to Investment Company Cross Trading

Oct. 9, 2026

Today, the Commission took another step toward modernizing our regulatory frameworks to meet the realities of today's markets by proposing amendments to Rule 17a-7 under the Investment Company Act of 1940, which permits trades in securi . . .

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