SEC Charges Fund Manager With Recidivist Violations of the Advisers Act in Settled Action
October 10, 2026
October 10, 2026
WASHINGTON, Oct. 10 -- The Securities and Exchange Commission issued the following litigation release:
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Securities and Exchange Commission v. Jeremiah Silkowski and SQN Capital Management LLC, No. 1:26-civ-08162 (S.D.N.Y. filed September 18, 2026)
On September 18, 2026, the Securities and Exchange Commission filed charges against New York-based investment adviser SQN Capital Management LLC and its President, Chief Executive Officer, Chief Compliance Of . . .
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Securities and Exchange Commission v. Jeremiah Silkowski and SQN Capital Management LLC, No. 1:26-civ-08162 (S.D.N.Y. filed September 18, 2026)
On September 18, 2026, the Securities and Exchange Commission filed charges against New York-based investment adviser SQN Capital Management LLC and its President, Chief Executive Officer, Chief Compliance Of . . .