SEC Charges Encinitas Investment Adviser and His Advisory Firm in Alleged Fraudulent "Cherry-Picking" Scheme
October 09, 2026
October 09, 2026
WASHINGTON, Oct. 9 -- The Securities and Exchange Commission issued the following litigation release:
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Securities and Exchange Commission v. Darren J. Caris and Caris Investment Partners, Inc., No. 26-civ-5714 (S.D. Cal. filed Oct. 6, 2026)
The Securities and Exchange Commission charged Darren J. Caris and his investment advisory firm Caris Investment Partners, Inc., based in Encinitas, California, for allegedly defrauding clients by conducting a cherr . . .
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Securities and Exchange Commission v. Darren J. Caris and Caris Investment Partners, Inc., No. 26-civ-5714 (S.D. Cal. filed Oct. 6, 2026)
The Securities and Exchange Commission charged Darren J. Caris and his investment advisory firm Caris Investment Partners, Inc., based in Encinitas, California, for allegedly defrauding clients by conducting a cherr . . .