SEC Commissioner Uyeda Issues Statement on Proposed Amendments to the SEC's Transfer Agent Rules
September 02, 2026
September 02, 2026
WASHINGTON, Sept. 2 -- The Securities and Exchange Commission issued the following statement on Sept. 1, 2026, by Commissioner Mark T. Uyeda on proposed amendments to the transfer agent rules:
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Today, the Commission proposes a comprehensive set of amendments to the rules governing registered transfer agents. Transfer agents play a vital role in the U.S. securities markets. They facilitate the orderly settlement of securities transactions and ensure the accuracy of . . .
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Today, the Commission proposes a comprehensive set of amendments to the rules governing registered transfer agents. Transfer agents play a vital role in the U.S. securities markets. They facilitate the orderly settlement of securities transactions and ensure the accuracy of . . .