SEC Proposes to Modernize Rules for Registered Transfer Agents
September 01, 2026
September 01, 2026
WASHINGTON, Sept. 1 -- The Securities and Exchange Commission issued the following news release:
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SEC Proposes to Modernize Rules for Registered Transfer Agents
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The Securities and Exchange Commission today proposed to update the rules and forms that apply to registered transfer agents.
Transfer agents are a key component of the national clearance and settlement system. Transfer agents now perform a more diverse array of func . . .
* * *
SEC Proposes to Modernize Rules for Registered Transfer Agents
*
The Securities and Exchange Commission today proposed to update the rules and forms that apply to registered transfer agents.
Transfer agents are a key component of the national clearance and settlement system. Transfer agents now perform a more diverse array of func . . .