Faegre Drinker Issues Commentary: SEC Staff Issues No-Action Relief for Exchange-Traded Funds During Passive Concentration Exceedances
August 04, 2026
August 04, 2026
MINNEAPOLIS, Minnesota, Aug. 4 -- Faegre Drinker Biddle and Reath, a law firm, issued the following commentary on Aug. 3, 2026, by partner Jillian L. Bosmann and associates J. Louise Bonner and Liz J. Baxter:
* * *
SEC Staff Issues No-Action Relief for Exchange-Traded Funds during Passive Concentration Exceedances
Sponsors may utilize in-kind creation baskets even during periods of passive exceedance of an ETF's concentration policy.
At a . . .
* * *
SEC Staff Issues No-Action Relief for Exchange-Traded Funds during Passive Concentration Exceedances
Sponsors may utilize in-kind creation baskets even during periods of passive exceedance of an ETF's concentration policy.
At a . . .
