SEC Files Settled Action as to New York-Based Investment Adviser Charged With Defrauding Investors
June 25, 2026
June 25, 2026
WASHINGTON, June 25 -- The Securities and Exchange Commission issued the following litigation release (No. 26-civ-05209; S.D.N.Y. filed June 22, 2026) involving New York-based investment adviser charged with defrauding investors:
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On June 22, 2026, the Securities and Exchange Commission filed settled charges as to New York resident and investment adviser Giovanni Pennetta for allegedly defrauding investors who invested over $10.5 million in his fund NextGenTech Inv . . .
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On June 22, 2026, the Securities and Exchange Commission filed settled charges as to New York resident and investment adviser Giovanni Pennetta for allegedly defrauding investors who invested over $10.5 million in his fund NextGenTech Inv . . .