SEC Obtains Final Consent Judgment as to Ex-Alabama Investment Adviser
May 22, 2026
May 22, 2026
WASHINGTON, May 22 -- The Securities and Exchange Commission issued the following litigation release (No. 1:24-cv-00125; M.D. Ala. filed Sept. 28, 2022) involving ex-Alabama investment adviser:
* * *
On May 20, 2026, the United States District Court for the Middle District of Alabama entered a final consent judgment against James Blake Daughtry, based on Daughtry's alleged breach of fiduciary duties to his clients in connection with the sale of his investment advis . . .
* * *
On May 20, 2026, the United States District Court for the Middle District of Alabama entered a final consent judgment against James Blake Daughtry, based on Daughtry's alleged breach of fiduciary duties to his clients in connection with the sale of his investment advis . . .