SEC Staff Statement Regarding Pooled Employer Plans
May 05, 2026
May 05, 2026
WASHINGTON, May 5 -- The Securities and Exchange Commission issued the following statement on May 4, 2026:
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Since Congress enacted the Setting Every Community Up for Retirement Enhancement Act of 2019 (the "SECURE Act"),[1] the staff of the U.S. Securities and Exchange Commission (the "Commission") has received inquiries about how pooled employer plans should be treated under the Federal securities laws. Pooled employer plans, sometimes referred . . .
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Since Congress enacted the Setting Every Community Up for Retirement Enhancement Act of 2019 (the "SECURE Act"),[1] the staff of the U.S. Securities and Exchange Commission (the "Commission") has received inquiries about how pooled employer plans should be treated under the Federal securities laws. Pooled employer plans, sometimes referred . . .