SEC Announces Dismissal of Civil Enforcement Action Against Neil R. Cole
May 05, 2026
May 05, 2026
WASHINGTON, May 5 -- The Securities and Exchange Commission issued the following litigation release (No. 19-cv-11148; S.D.N.Y filed Dec. 5, 2019) involving Neil R. Cole:
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On May 4, 2026, the U.S. Securities and Exchange Commission filed a notice of voluntary dismissal in connection with the Commission's civil enforcement action against Neil R. Cole.
As stated in the notice of dismissal, "The Commission's decision to seek dismissal of thi . . .
* * *
On May 4, 2026, the U.S. Securities and Exchange Commission filed a notice of voluntary dismissal in connection with the Commission's civil enforcement action against Neil R. Cole.
As stated in the notice of dismissal, "The Commission's decision to seek dismissal of thi . . .