Friday - May 1, 2026
ASA Urges FINRA to Overhaul Arbitration System, End Regulatory Capture By Plaintiff Lawyers
May 01, 2026
WASHINGTON, May 1 -- The American Securities Association issued the following news on April 30, 2026:

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ASA Urges FINRA to Overhaul Arbitration System, End Regulatory Capture By Plaintiff Lawyers

The American Securities Association (ASA) today submitted a comment letter to the Financial Industry Regulatory Authority (FINRA) in response to Regulatory Notice 26-06, calling on FINRA to adopt a sweeping package of reforms to modernize its arbitration rules. . . .

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