SEC Obtains Final Judgment as to Ex-New York Registered Representative Charged With Misappropriating Customer Funds
April 24, 2026
April 24, 2026
WASHINGTON, April 24 -- The Securities and Exchange Commission issued the following litigation release (No. 23 Civ. 6573; S.D.N.Y. filed July 28, 2023) involving an ex-New York registered representative charged with misappropriating customer funds:
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On April 15, 2026, the United Stated District Court for the Southern District of New York entered a final judgment as to Clarice Saw in the SEC's civil enforcement action against her.
The SEC's co . . .
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On April 15, 2026, the United Stated District Court for the Southern District of New York entered a final judgment as to Clarice Saw in the SEC's civil enforcement action against her.
The SEC's co . . .