SEC Obtains Final Judgment as to Investment Adviser in Alleged Unregistered Oil & Gas Offerings
April 18, 2026
April 18, 2026
WASHINGTON, April 18 -- The Securities and Exchange Commission issued the following litigation release (No. 8:25-cv-02057; C.D. Cal. filed Sept. 11, 2025) involving an investment adviser in alleged unregistered oil and gas offerings:
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On April 7, 2026, the United States District Court for the Central District of California entered a final judgment as to Kevin N. Richards, whom the SEC previously charged with selling securities in unregistered oil and gas offerings, . . .
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On April 7, 2026, the United States District Court for the Central District of California entered a final judgment as to Kevin N. Richards, whom the SEC previously charged with selling securities in unregistered oil and gas offerings, . . .