SEC Charges Ex-Investment Adviser for Allegedly Misappropriating Securities From His Clients
April 07, 2026
April 07, 2026
WASHINGTON, April 7 -- The Securities and Exchange Commission issued the following litigation release (No. 2:26-cv-00676; D. Or. filed Apr. 6, 2026) involving an ex-investment adviser for allegedly misappropriating securities from his clients:
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The Securities and Exchange Commission today charged former Baker City, Oregon resident Jeffrey Higgins with allegedly misappropriating more than $800,000 worth of securities from twelve of his investment advisory and broker . . .
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The Securities and Exchange Commission today charged former Baker City, Oregon resident Jeffrey Higgins with allegedly misappropriating more than $800,000 worth of securities from twelve of his investment advisory and broker . . .