SEC Charges Connecticut Resident in Alleged Insider Trading Scheme
March 31, 2026
March 31, 2026
WASHINGTON, March 31 -- The Securities and Exchange Commission issued the following litigation release (No. 26-cv-02582; S.D.N.Y. filed Mar. 30, 2026) involving a Connecticut resident in alleged insider trading scheme:
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On March 30, 2026, the Securities and Exchange Commission filed insider trading charges against Ronald Smith, a Connecticut resident and then-registered representative for a New York-based broker-dealer, who was allegedly tipped material nonpublic i . . .
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On March 30, 2026, the Securities and Exchange Commission filed insider trading charges against Ronald Smith, a Connecticut resident and then-registered representative for a New York-based broker-dealer, who was allegedly tipped material nonpublic i . . .