SEC Obtains Final Judgment as to Ex-Registered Representative & Investment Adviser Representative Charged With Misappropriating Customer, Client Assets
March 19, 2026
March 19, 2026
WASHINGTON, March 19 -- The Securities and Exchange Commission issued the following litigation release (No. 21-civ-19387; D.N.J. filed Oct. 28, 2021) involving investment adviser representative charged with misappropriating customer and client assets:
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On March 16, 2026, the United States District Court for the District of New Jersey entered a final judgment as to Kenneth Welsh, a former registered representative and investment adviser representative, in the SEC� . . .
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On March 16, 2026, the United States District Court for the District of New Jersey entered a final judgment as to Kenneth Welsh, a former registered representative and investment adviser representative, in the SEC� . . .