Tuesday - March 17, 2026
SEC Commissioner Issues Traveling Back From the Road Wrongly Taken: Statement on the Proposed Amendments to Exchange Act Rule 15c2-11
March 17, 2026
WASHINGTON, March 17 -- The Securities and Exchange Commission issued the following remarks on March 16, 2026, by Commissioner Hester M. Peirce on the Proposed Amendments to Exchange Act Rule 15c2-11:

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Today, the Commission proposed amendments to revise Rule 15c2-11 to refer only to equity securities. While I am pleased to support these amendments, I regret the protracted and unnecessarily burdensome process that led us here.

By its terms, the text of . . .

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