Tuesday - March 17, 2026
SEC Proposes Amendments to Exchange Act Rule 15c2-11
March 16, 2026
WASHINGTON, March 16 -- The Securities and Exchange Commission issued the following news release:

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SEC Proposes Amendments to Exchange Act Rule 15c2-11

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The Securities and Exchange Commission today proposed amendments to Exchange Act Rule 15c2-11, which sets out certain information gathering and review requirements for broker-dealers that publish quotations for, or maintain a continuous quoted market in, securities in the over-the-counter . . .

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