SEC Obtains Final Judgment as to Investment Adviser in Cherry-Picking Scheme
March 07, 2026
March 07, 2026
WASHINGTON, March 7 -- The Securities and Exchange Commission issued the following litigation release (No. 3:23-cv-815-L-DDL; S.D. Cal. filed May 4, 2023) involving Matthew J. Werthe dba HSR Wealth Management:
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On February 2, 2026, the United States District Court for the Southern District of California entered a final judgment as to Defendant Matthew J. Werthe, dba HSR Wealth Management, a formerly state-registered investment adviser, whom the SEC previously charg . . .
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On February 2, 2026, the United States District Court for the Southern District of California entered a final judgment as to Defendant Matthew J. Werthe, dba HSR Wealth Management, a formerly state-registered investment adviser, whom the SEC previously charg . . .