SEC Dismisses Civil Enforcement Action Against Illinois Investment Adviser and Its Minority Owner and Simultaneously Institutes Settled Administrative Proceeding
February 11, 2026
February 11, 2026
WASHINGTON, Feb. 11 -- The Securities and Exchange Commission issued the following litigation release (No. 21-cv-3450; N.D. Ill. filed June 28, 2021):
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Securities and Exchange Commission v. Barrington Asset Management and Gregory D. Paris, No. 21-cv-3450 (N.D. Ill. filed June 28, 2021)
On February 10, 2026, the Securities and Exchange Commission filed a joint stipulation with Barrington Asset Management, Inc., an investment adviser located and register . . .
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Securities and Exchange Commission v. Barrington Asset Management and Gregory D. Paris, No. 21-cv-3450 (N.D. Ill. filed June 28, 2021)
On February 10, 2026, the Securities and Exchange Commission filed a joint stipulation with Barrington Asset Management, Inc., an investment adviser located and register . . .