SEC Announces Dismissal of Civil Enforcement Action Against Ex-Rio Tinto Executive Guy Elliott
January 10, 2026
January 10, 2026
WASHINGTON, Jan. 10 -- The Securities and Exchange Commission issued the following litigation release (No. 1:17-cv-07994-AT; S.D.N.Y. filed Oct. 17, 2017) involving Guy Robert Elliott:
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The Securities and Exchange Commission today filed a joint stipulation with Guy Elliott to dismiss, with prejudice, the Commission's civil enforcement action against him.
The Commission's decision to exercise its discretion and dismiss the pending enforcement . . .
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The Securities and Exchange Commission today filed a joint stipulation with Guy Elliott to dismiss, with prejudice, the Commission's civil enforcement action against him.
The Commission's decision to exercise its discretion and dismiss the pending enforcement . . .