SEC Litigation: Court Enters Final Judgment as to Alabama Private Fund Manager in Alleged Offering Fraud
December 18, 2025
December 18, 2025
WASHINGTON, Dec. 18 -- The Securities and Exchange Commission issued the following litigation release (No. 24-000327; S.D. Ala. filed Sept. 10, 2024) involving James O Ward Jr.:
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On October 28, 2025, the Securities and Exchange Commission obtained a final judgment imposing a civil penalty in its civil enforcement action against James O. Ward, Jr.
The SEC's complaint, filed on September 10, 2024 in federal district court in Mobile, Alabama, alleged . . .
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On October 28, 2025, the Securities and Exchange Commission obtained a final judgment imposing a civil penalty in its civil enforcement action against James O. Ward, Jr.
The SEC's complaint, filed on September 10, 2024 in federal district court in Mobile, Alabama, alleged . . .