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SEC Charges Investment Adviser, Its Owner With Making False & Misleading Statements
December 04, 2025

WASHINGTON, Dec. 4 -- The Securities and Exchange Commission issued the following litigation release (No. 3:25-cv-10200-SK; N.D. Cal. filed Nov. 25, 2025):

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Securities and Exchange Commission v. Yida Gao and Shima Capital Management LLC, No. 3:25-cv-10200-SK (N.D. Cal. filed Nov. 25, 2025)

On November 25, 2025, the Securities and Exchange Commission filed fraud charges against Puerto Rico-based registered investment adviser Shima Capital Management LLC . . .

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