SEC Obtains Final Judgment Against Virtu Broker-Dealer for Failing to Establish, Maintain, Enforce Policies & Procedures Reasonably Designed to Prevent Misuse of Its Customers' Material Nonpublic Information
December 04, 2025
December 04, 2025
WASHINGTON, Dec. 4 -- The Securities and Exchange Commission issued the following litigation release (No. 1:23-cv-08072; S.D.N.Y. filed Sept. 12, 2023):
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Securities and Exchange Commission v. Virtu Financial Inc. et al, No. 1:23-cv-08072 (S.D.N.Y. filed Sept. 12, 2023)
On December 2, 2025, the U.S. District Court for the Southern District of New York entered a final consent judgment against broker-dealer Virtu Americas LLC ("Virtu Americas") . . .
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Securities and Exchange Commission v. Virtu Financial Inc. et al, No. 1:23-cv-08072 (S.D.N.Y. filed Sept. 12, 2023)
On December 2, 2025, the U.S. District Court for the Southern District of New York entered a final consent judgment against broker-dealer Virtu Americas LLC ("Virtu Americas") . . .