Industry Executive Jim McHale Joins LPL Financial as Chief Compliance Officer
November 30, 2023
November 30, 2023
SAN DIEGO, California, Nov. 30 -- LPL Financial LLC, a company that provides support from independent financial advisors to financial institutions, issued the following news release on Nov. 29, 2023:
LPL Financial LLC today announced Executive Vice President and Chief Compliance Officer Jim McHale has joined the firm. McHale will lead LPL's compliance organization, helping to drive a strong risk management culture in an ever-evolving regulatory environment. He reports to Execut . . .
LPL Financial LLC today announced Executive Vice President and Chief Compliance Officer Jim McHale has joined the firm. McHale will lead LPL's compliance organization, helping to drive a strong risk management culture in an ever-evolving regulatory environment. He reports to Execut . . .