CFTC Commissioner Pham Issues Dissent on Filing of Administrative Complaints for Enforcement Actions
September 30, 2023
September 30, 2023
WASHINGTON, Sept. 30 -- The Commodity Futures Trading Commission issued the following dissent on Sept. 29, 2023, by Commissioner Caroline D. Pham on the filing of administrative complaints for enforcement actions:
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"Shotgun Hearings and Quickie Defaults"
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I respectfully dissent on the Commission's use of administrative proceedings before a hearing officer in the absence of CFTC Administrative Law Judges (ALJs) and in li . . .
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"Shotgun Hearings and Quickie Defaults"
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I respectfully dissent on the Commission's use of administrative proceedings before a hearing officer in the absence of CFTC Administrative Law Judges (ALJs) and in li . . .