CFTC Orders Puerto Rico Commodity Pool Operator to Pay $150,000 for Supervision and Reporting Violations
March 22, 2023
March 22, 2023
WASHINGTON, March 22 -- The Commodity Futures Trading Commission issued the following enforcement news release on March 21, 2023:
The Commodity Futures Trading Commission today issued an order simultaneously filing and settling charges against DARMA, LLC, a registered commodity pool operator and commodity trading advisor located in Puerto Rico, for violating CFTC regulations for supervision and reporting.
Specifically, the order finds DARMA failed to diligently supervis . . .
The Commodity Futures Trading Commission today issued an order simultaneously filing and settling charges against DARMA, LLC, a registered commodity pool operator and commodity trading advisor located in Puerto Rico, for violating CFTC regulations for supervision and reporting.
Specifically, the order finds DARMA failed to diligently supervis . . .