SEC Proposes Updates to Ethics Rules Governing Securities Trading by Personnel
January 31, 2023
January 31, 2023
WASHINGTON, Jan. 31 -- The Securities and Exchange Commission issued the following news release on Jan. 30, 2023:
The Securities and Exchange Commission today proposed amendments to its ethics rules to strengthen and modernize its ethics compliance program. The amendments would add new requirements and prohibitions to the program, which already includes some of the most stringent ethics requirements in the executive branch for all agency employees, their spouses, and minor children. . . .
The Securities and Exchange Commission today proposed amendments to its ethics rules to strengthen and modernize its ethics compliance program. The amendments would add new requirements and prohibitions to the program, which already includes some of the most stringent ethics requirements in the executive branch for all agency employees, their spouses, and minor children. . . .