SEC Issues Order Involving Randy Herschaft
January 31, 2023
January 31, 2023
WASHINGTON, Jan. 31 -- The Securities and Exchange Commission issued the following order (No. 3-21290) on Jan. 30, 2023:
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In the Matter of RANDY HERSCHAFT, Respondent.
ORDER INSTITUTING CEASE-AND-DESIST PROCEEDINGS PURSUANT TO SECTION 21C OF THE SECURITIES EXCHANGE ACT OF 1934, MAKING FINDINGS, AND IMPOSING A CEASE-AND-DESIST ORDER
I.
The Securities and Exchange Commission ("Commission") deems it appropriate that cea . . .
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In the Matter of RANDY HERSCHAFT, Respondent.
ORDER INSTITUTING CEASE-AND-DESIST PROCEEDINGS PURSUANT TO SECTION 21C OF THE SECURITIES EXCHANGE ACT OF 1934, MAKING FINDINGS, AND IMPOSING A CEASE-AND-DESIST ORDER
I.
The Securities and Exchange Commission ("Commission") deems it appropriate that cea . . .