Wednesday - February 19, 2020
Litigation: SEC Vs. Drake, Brooks
January 17, 2020
WASHINGTON, Jan. 17 -- The Securities and Exchange Commission issued the following litigation release (Nos. 2:20-cv-00405 and 1:20-cv-20176; C.D. Cal. filed Jan. 15, 2020 and S.D. Fla. filed Jan. 15, 2020):

The Securities and Exchange Commission charged Gregory Drake, Scott Messier, Jay Scoratow, Jason St. Amour, and David Wolfson with fraud for their participation in a matched-trading scheme involving dozens of microcap securities. The SEC also charged Thomas Brooks, Stephen Grossm . . .

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