Litigation: SEC Vs. Allan L. Lundervold
January 17, 2020
January 17, 2020
WASHINGTON, Jan. 17 -- The Securities and Exchange Commission issued the following litigation release (No. 02-cv-263; D. Minn., Jan. 16, 2020:
On January 16, the Securities and Exchange Commission charged Allan L. Lundervold with selling nearly $9 million in unregistered securities without being registered as or associated with a registered broker-dealer.
According to the SEC's complaint, from 2012 through 2015, Lundervold, who currently resides in Arizona, raised nearl . . .
On January 16, the Securities and Exchange Commission charged Allan L. Lundervold with selling nearly $9 million in unregistered securities without being registered as or associated with a registered broker-dealer.
According to the SEC's complaint, from 2012 through 2015, Lundervold, who currently resides in Arizona, raised nearl . . .