SEC Obtains Final Judgments as to Investment Adviser and His Advisory Firm Charged With Fraud and Improper Disclosure of Client Nonpublic Personal Information
September 04, 2026
September 04, 2026
WASHINGTON, Sept. 4 -- The Securities and Exchange Commission issued the following litigation release:
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Securities and Exchange Commission v. Parker Terrill Austin and Embarcadero Capital Advisors, Inc., No. 25-cv-02034 (C.D. Cal., filed Sept. 10, 2025)
On August 19, 2026, the U.S. District Court for the Central District of California entered final judgments as to Parker Terrill Austin and the investment advisory firm he established, Embarcadero Capita . . .
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Securities and Exchange Commission v. Parker Terrill Austin and Embarcadero Capital Advisors, Inc., No. 25-cv-02034 (C.D. Cal., filed Sept. 10, 2025)
On August 19, 2026, the U.S. District Court for the Central District of California entered final judgments as to Parker Terrill Austin and the investment advisory firm he established, Embarcadero Capita . . .