Federal Register: CFTC Issues NPRM on Conflicts and Affiliations
August 06, 2026
August 06, 2026
WASHINGTON, Aug. 6 (TNSFR) -- The Commodity Futures Trading Commission (CFTC) is proposing new rules and amendments to its existing regulations for futures commission merchants (FCMs), swap execution facilities (SEFs), designated contract markets (DCMs), and derivatives clearing organizations (DCOs). The Proposal addresses requirements relating to financial oversight of FCMs by self-regulatory organizations (SROs) and designated self-regulatory organizations (DSROs), as well as disclosure requir . . .
