SEC Charges Estate of Massachusetts Investment Adviser, His Company for Allegedly Breaching Fiduciary Duties, Misappropriating Client Funds
April 03, 2026
April 03, 2026
WASHINGTON, April 3 -- The Securities and Exchange Commission issued the following litigation release (No. 3:26-cv-30055; D. Mass. filed Apr. 2, 2026):
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Securities and Exchange Commission v. Personal Representative of the Estate of John R. Brodacki, III and Castle Hill Financial Group, LLC, No. 3:26-cv-30055 (D. Mass. filed Apr. 2, 2026)
On April 2, 2026, the Securities and Exchange Commission charged the estate of former investment adviser and Massach . . .
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Securities and Exchange Commission v. Personal Representative of the Estate of John R. Brodacki, III and Castle Hill Financial Group, LLC, No. 3:26-cv-30055 (D. Mass. filed Apr. 2, 2026)
On April 2, 2026, the Securities and Exchange Commission charged the estate of former investment adviser and Massach . . .