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CFTC Proposes Changes to Swap Dealer Compliance Rules
September 30, 2025
WASHINGTON, Sept. 30 (TNSFR) -- The Commodity Futures Trading Commission is proposing changes to business conduct and documentation rules for swap dealers and major swap participants. These proposed amendments would create exceptions to compliance with such requirements when executing swaps that are intended by the parties to be cleared contemporaneously with execution, or those subject to qualifying prime broker arrangements.

The CFTC aims to address long-standing issues with its e . . .

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