SEC Seeks Public Input on 4 Government Securities Information Collections
September 14, 2025
September 14, 2025
WASHINGTON, Sept. 14 (TNSFRinfo) -- The Securities and Exchange Commission is seeking public input on four information collections mandatory for financial institutions that are government securities brokers or dealers, who use them to report information to their appropriate regulatory authority.
The information collected is used to ensure that these institutions and their associated personnel are in compliance with the Securities Exchange Act of 1934 and rules of the U.S. Department . . .
The information collected is used to ensure that these institutions and their associated personnel are in compliance with the Securities Exchange Act of 1934 and rules of the U.S. Department . . .