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SEC Seeks Public Input on Compensatory Benefit Plans Information Collection
September 09, 2025
WASHINGTON, Sept. 9 (TNSFRinfo) -- The Securities and Exchange Commission has submitted a request to the Office of Management and Budget for an extension of an information collection titled "Rule 701--Exempt Offerings Pursuant to Compensatory Arrangements." The rule provides an exemption from registration requirements under the Securities Act of 1933 for certain limited offerings and sales of securities issued under compensatory benefit plans or contracts.

Rule 701 allows . . .

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