SEC Seeks Public Input on Securities Transaction Information Collection
September 09, 2025
September 09, 2025
WASHINGTON, Sept. 9 (TNSFRinfo) -- The Securities and Exchange Commission is requesting an extension for its collection of information under Rule 17a-25 of the Securities Exchange Act of 1934. The rule requires registered broker-dealers to submit securities transaction data electronically when requested by SEC. This information is used for enforcement inquiries, investigations and trading reconstructions. The rule also mandates broker-dealers to provide and keep current contact information for e . . .