SEC Seeks Public Input on Rule 17a-10 Under the Investment Company Act of 1940 Information Collection
September 09, 2025
September 09, 2025
WASHINGTON, Sept. 9 (TNSFRinfo) -- The Securities and Exchange Commission submitted a request to the Office of Management and Budget to extend a previously approved collection of information entitled "Rule 17a-10 under the Investment Company Act of 1940."
The rule permits a subadviser to a fund to engage in transactions with funds that it does not advise but are affiliated with a fund it does advise. The rule also permits a subadviser and its affiliated persons to engage i . . .
The rule permits a subadviser to a fund to engage in transactions with funds that it does not advise but are affiliated with a fund it does advise. The rule also permits a subadviser and its affiliated persons to engage i . . .