SEC Seeks Public Input on 4 Major Information Collection Rule Extensions
July 11, 2025
July 11, 2025
WASHINGTON, July 11 (TNSFR) -- The Securities and Exchange Commission has launched a series of public comment periods for extending four critical information collection rules that impact broker-dealers, investment advisers, and foreign securities offerings, with combined annual compliance costs exceeding $46 million.
Key Information Collection Requests:
* Rule 17a-7 Extension: The SEC is seeking comments on extending Rule 17a-7, which requires non-resident broker-dealer . . .
Key Information Collection Requests:
* Rule 17a-7 Extension: The SEC is seeking comments on extending Rule 17a-7, which requires non-resident broker-dealer . . .