SEC Obtains Final Judgment Against Investment Adviser for Custody Rule & Disclosure Violations
June 18, 2025
June 18, 2025
WASHINGTON, June 18 -- The Securities and Exchange Commission issued the following litigation release (No. 1:23-cv-10212; S.D.N.Y. filed Nov. 21, 2023) involving Brite Advisors USA Inc.:
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On June 4, 2025, the Securities and Exchange Commission obtained a final judgment by consent against New York-based investment adviser Brite Advisors USA, Inc. ("Brite USA"). In November 2023, the Commission charged Brite USA with failing to comply with Commission requir . . .
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On June 4, 2025, the Securities and Exchange Commission obtained a final judgment by consent against New York-based investment adviser Brite Advisors USA, Inc. ("Brite USA"). In November 2023, the Commission charged Brite USA with failing to comply with Commission requir . . .