SEC Obtains Final Judgment Against Investment Adviser Charged With Misappropriating Client Funds
June 18, 2025
June 18, 2025
WASHINGTON, June 18 -- The Securities and Exchange Commission issued the following litigation release (No. 2:25-CV-05066; C.D. Cal. filed June 4, 2025):
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Securities and Exchange Commission v. Andrew Daniel Nash and El Capitan Advisors, Inc., No. 2:25-CV-05066 (C.D. Cal. filed June 4, 2025)
On June 11, 2025, the Securities and Exchange Commission obtained final judgments against Santa Barbara, California-based investment adviser, El Capitan Advisors, In . . .
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Securities and Exchange Commission v. Andrew Daniel Nash and El Capitan Advisors, Inc., No. 2:25-CV-05066 (C.D. Cal. filed June 4, 2025)
On June 11, 2025, the Securities and Exchange Commission obtained final judgments against Santa Barbara, California-based investment adviser, El Capitan Advisors, In . . .