SEC Seeks Public Input on Information Collection for Broker-Dealer Research Reports Safe Harbor
June 09, 2025
June 09, 2025
WASHINGTON, June 9 (TNSFRinfo) -- The Securities and Exchange Commission is announcing an information collection effort and inviting public comment on Rule 139b under the Securities Act of 1933. This rule, adopted by the Commission on Nov. 30, 2018, extends the safe harbor under Rule 139 to a "Covered Investment Fund Research Report." The Commission plans to submit this same existing collection of information to the Office of Management and Budget for extension and approval in accordan . . .