SEC Charges New Mexico Investment Adviser Firm, Owner With False, Misleading Statements & Failing to Disclose Conflicts of Interest
June 05, 2025
June 05, 2025
WASHINGTON, June 5 -- The Securities and Exchange Commission issued the following litigation release (No. 1:25-cv-00516; D.N.M. filed June 2, 2025):
* * *
Securities and Exchange Commission v. New Line Capital, LLC, et al., Case No. 1:25-cv-00516 (D.N.M. filed June 2, 2025)
On June 2, 2025, the Securities and Exchange Commission charged New Mexico investment advisory firm New Line Capital, LLC and its owner and managing member David A. Nagler for breaching . . .
* * *
Securities and Exchange Commission v. New Line Capital, LLC, et al., Case No. 1:25-cv-00516 (D.N.M. filed June 2, 2025)
On June 2, 2025, the Securities and Exchange Commission charged New Mexico investment advisory firm New Line Capital, LLC and its owner and managing member David A. Nagler for breaching . . .